Corporate Actions Research & Analysis Associate Director Job Description Template
Our company is looking for a Corporate Actions Research & Analysis Associate Director to join our team.
Responsibilities:
- Collaborate with local leadership to identify training needs among the team, author training plans and documentation; deliver training to local team;
- Liaising with MO, agent banks, cash management and the counterparty to ensure all issues are resolved in a timely and efficient manner;
- Understand clients, how they consume Managed Corporate Actions, and strive to improve the service accordingly;
- Support projects and design and implement processes that lead to strategic change;
- Escalate unresolved discrepancies to clients and escalation managers;
- Understand Service Level Agreements (SLAs) and their impact on revenue and operations;
- Ensure integrity of security reference data from clients and vendors, and corporate actions data sourced from vendors;
- Conduct user acceptance testing and special projects in partnership with teammates in other locations and with local technology counterparts;
- Reconcile with issuer golden copy by directly liaising with custodians/agents;
- Review daily exception reports; research and resolve exceptions to ensure accurate outcome for clients to avoid risk of significant monetary penalties;
- Contribute input to develop/modify procedures and controls;
- Review and validate event notification received from agents against issuer golden copy.
Requirements:
- Experience managing local teams and proven ability to manage teams in other regions;
- Experience partnering with global leadership counterparts in various locations;
- Proven ability to partner with stakeholders across functions, such as Product Management, Operations, Technology, and Sales.