Average salary: Rs449,999 /yearly
More statsSearch Results: 162 vacancies
Rs 7.5 - 8 lakhs p.a.
...We have an opening with Asset Management Company.
Position- Deputy Manager- SEBI Reporting
Grade -Deputy Manager
Department -Compliance
Location- Goregaon, Mumbai
Education Background- Graduation / Post Graduation
Work Experience- Candidate 4-6 years experience...
...law firm / Fund Industry. Experience in leading investment and exit transactions.
Should possess sound knowledge of regulatory laws- SEBI AIF, RBI/ FEMA, Corporate, Securities laws, Contract Act, Arbitration, Stamp Duty, Intellectual Property, Data protection, etc....
...matters
Skill Set:
The candidate should have good understanding of the Income Tax Law and other Acts such as Companies Act, FEMA and SEBI Laws.
Good and timely communication and drafting/ writing skills
Timelines-oriented, analytical and possess sound business...
...from office)
Company Secretary
Candidate with experience working with listed Company is mandatory. Should have exposure in LODR/SEBI/FEMA/RBI/MCA/RERA.
Convening and providing administration for annual general meetings (AGMs)
Providing legal, financial and/or strategic...
...experience in conducting AGM.
6.To liaison with the various departments and complete Annual Report.
7.To ensure compliance with SEBI LODR Regulations.
8.To ensure updating of website as per Regulation 46 of SEBI LODR.
9.To prepare monthly newsletter on...
...IT Auditor
• ISO27001:2013 Implementation & Audit.
• Conduct audits based on regulatory requirements, such as - SEBI, NBFC, CERT-In, etc.
• Third Party Risk Management for Leading BFSI customers
• Contractual Agreement Compliance Assurance
• SOC 1 &SOC 2 IT control...
...for a Company Secretary.The Company Secretary will be responsible for drafting legal documents &should be well versed with Companies Act SEBI Governance corporate conduct ICDR etc.
Job Description:
Strong knowledge of corporate laws rules and regulations.
Knowledge...
...Participant department
16. To do such other tasks as may be related and assigned by the CS from time to time.
17. Compliance with SEBI Mutual Fund Regulations
18. Compliance of Companies Act 2013 Secretarial Standards
19. Drafting of legal agreements/contracts...
...Cash and Cash Equivalent Balances and Bank account balances, KRA and CKYC etc.
Handling independently various Exchange Inspections, SEBI Inspections, and System Audits & SEBI Internal Audit (Back Office Operations) (Domestic Trade Settlement)
Daily, Weekly, Monthly, quarterly...
...basis during meetings
Website content and social media content maintenance with planner insights.
Qualifications
For Planner - SEBI regulations - A professional qualification or post-graduate degree or post graduate diploma (minimum two years in duration) in finance,...
Job Description:
At-least 2+ year's compliance experience.
Knowledge of Capital Market / DP Operations.
Work knowledge of SEBI Scores, Handling Exchange / Depository Compliance.
E-mail drafting / Client Coordination.
Requisites & Responsibilities:
Graduation...
...Risk Assessment areas such as -ISO27001, PCI-DSS, COBIT, etc.- Knowledge and experience on Regulatory assessments for BFSI (E.g. RBI, SEBI guidelines based review). Global guidelines knowledge an advantage- Experience of handling IT audits and reviews - IT general Controls...
...compliance solution for the company and the board of directors and shareholders
Provide restructuring exercise including acquisitions, mergers, amalgamations, voluntary liquidation, reduction in share capital, formation of new companies
Custodian to SEBI Regulations...
...coverage, allowing you to make a significant impact to our compliance team and its’ growth.
Key responsibilities:
Compliance with SEBI (Debenture Trustee) Regulations, SEBI (LODR) Regulations, SEBI (SAST) Reg, SEBI (NCS) regulations, SEBI (PIT) Regulations etc and...
...basis for various queries
Analyzing and interpreting provisions of the Income-tax Act, 1956, Foreign Exchange Management Act, 1999, SEBI regulations and Company Law
Responsible for the complete execution of the assigned engagements
Coordinating with the Manager/ AD...
...experience in a systemically important non-banking finance company (SI-NBFC), compliance, and handling customer grievances. Experience in SEBI compliance, banking, payment aggregator business, PPI, etc will be an added advantage.Key responsibilities for this role include:...
...and effectively resolve all incoming queries from clients within a pre-agreed time frame.
Familiarity with existing/upcoming Exchange/SEBI regulated changes and impact to operational flows
Placing and release of collateral at NSE
Understand of the FNO and Currency...
...Fund Manager role in Portfolio Management Services (PMS) operating in India, adherence to the Securities and Exchange Board of India (SEBI) regulations is crucial. Below is an enhanced version of the Key Responsibilities section, including the necessary regulatory and certification...
...('POEM') and Permanent Establishment ('PE') analysis of foreign corporations.
Working Knowledge on:
Other allied laws such as SEBI, NBFC, CIC, CCI, Companies Act.
Implementation of Schemes at Tribunal level (NCLT approved Schemes of Arrangement)
Direct tax litigation...
...queries on Demat and 3in1 offering to front end teams
10) Develop 3in1 offering with demat and bank with bank and trading account with SEBI registered broker:
Secondary Responsibilities:
'1) Digital campaign to open Demat account to existing customer base
2)...
