Average salary: Rs271,200 /yearly
More statsSearch Results: 28 vacancies
...Compliance: Assist in ensuring compliance with the relevant laws, regulations, and guidelines applicable to the stock broking industry, such as SEBI, NSE, BSE, and other regulatory bodies.
Board Meetings and AGMs: Assist in organizing and coordinating board meetings, annual...
...to facilitate their participation in the IPO and address any related concerns.
Qualifications
At Least 1 yr experience working in SEBI Regulations, work exposure under LODR ICDR, IPO, Stock exchange.
Freshers will do but work experience during training should be...
...with market intermediaries and regulatory bodies.
Mandatory Skills:-
~ Drafting of offer documents,compliance of Companies Act ,SEBI Laws and relewant capital market laws interaction with market intermediaries,Regulatory & Statutory Bodies.
Desired Skills:-
~...
...candidate should possess the following skills and experience:
Handle and execute statutory audits for listed entities, including all SEBI and Ind AS related compliance, and limited review
Conduct audit of unlisted corporates, private limited companies, LLPs, partnership...
Rs 5 - 6 lakhs p.a.
...Bodakdev - Ahmedabad
Experience: Min. 2 Years
Industries: Investment
Responsibilities:
Ensure compliances with respect to SEBI Guidelines pertaining to SAST, AIF including disclosures and FEMA compliances.
Monitoring changes in relevant legislation and the...
...legal perspective
On going regulatory and compliance matters to be addressed for the business
Assisting in periodic filling with Sebi and RBI
Supporting business teams in policy and policy framework related cases
Ensuring good corporate governance for the group at...
...compliance program and communicating serious compliance matters with the board on an as needed basis.
Ensure proper compliance under SEBI act, SCRA, Rules and Regulation & Bye-laws of The National Stock Exchange of India Ltd, The Stock Exchange, Mumbai and circulars issued...
...Job Role
Oversee and manage all aspects of financial accounting, reporting and compliance for the company.
Ensure compliance with SEBI regulations and reporting requirements and basic understanding of SEBI ICDR, 2018.
Coordinate and lead the preparation of financial...
...responsible for overseeing and leading the Compliance Department, ensuring strict adherence to the rules and regulations set forth by SEBI (Securities and Exchange Board of India), Exchanges, and other relevant authorities.
Responsibilities:
Leadership and Strategy...
...review company policies;
Knowledge of the operating procedures of the Fund Management Entity and the Fund, as well as of IFSCA and SEBI regulations;
Understanding of RBI/FEMA rules, including regulations applicable to the IFSC in GIFT City;
In charge of drafting...
...Tipsons ( a SEBI registered organization has embedded itself as a national level financial conglomerate by having its presence in most of the financial services segments including Merchant Banking, Fixed Income Services, Investment Banking, Equity Broking, Commodity Broking...
...Responsibilities
Ensure adherence to regulatory requirements under all fund regimes that Klub's funds operate in, starting with India and UAE (e.g SEBI reporting, FSRA reporting)
Work with Fund Administrators to ensure accurate and transparent accounting, reporting and audit at all...
...policies and procedures to ensure they meet industry standards and best practices. The successful candidate should possess knowledge of SEBI regulations and have experience managing risk and compliance for financial services firms. The candidate must comply with other legal...
...reputable CA firm or working as a CFO in a services business.
In-depth knowledge of relevant regulations, including but not limited to SEBI regulations, AIF regulations, and other applicable laws governing asset management activities.
Strong understanding of compliance...
...of Board & Committee Meetings
~ Filing of Quarterly, half yearly and Annual Compliances of Stock Exchange.
~ Compliances as per the SEBI (LODR) and SEBI(PIT) Regulations
~ Liaisoning with Shareholders and other stakeholders
~ Preparation of AGM Notice, Boards Report...
Rs 14 - 30 lakhs p.a.
...Job Location: Gift City - Gandhinagar
Job Type: Permanent
Job Responsibilities:
Responsible for Compliance with SEBI AIF regulations and leading the Compliance and risk management
Should keep abreast with the latest regulatory changes / requirements...
...assigned by the organization on a monthly basis
Record and track all engagement activities through the CRM system
Comply with KYC/SEBI rules, regulations, and legislation governing the Bank
Qualifications:
Optimal qualification for success on the job is:
~...
...eXtensible Business Reporting Language) filings
* Support in ensuring compliance with regulatory bodies such as RBI (Reserve Bank of India), SEBI (Securities and Exchange Board of India), iRDA (Insurance Regulatory and Development Authority of India)
* Other Back office task and...
...compliance with applicable AIF regulations and associated requirements.
Preparation of regulatory reports (Monthly and Quarterly for SEBI, RBI etc.).
Preparing Investor related communications such as Form 64C, K1 statements.
Preparation of Financials & quarterly MIS....
...Prepare and ensure implementation of sourcing, activation, implementation, coaching and mentoring plan for the BDEs
Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry
Qualifications:
Optimal qualification for success on...
