Average salary: Rs384,999 /yearly
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- ...: Key Responsibilities: ● Periodic Regulatory Reporting & Tracking: ○ Manage and ensure timely and accurate periodic reporting as a SEBI registered Stock Broker and Depository Participant to regulating authorities including SEBI, CDSL, NSDL, NSE, BSE, and ICCL. ○ Oversee...SuggestedFull time
- ...Compliances as domestic and foreign Investments which is the nervous system for functioning of any company depends highly on compliances. SEBI compliances are very important as it include most dynamic Law and regulations which is subject to change considering every now and then...SuggestedFull timeContract workWork at office
- ...Job Responsibilities: - Implement and monitor compliance with SEBI regulations. - Administer code of conduct under PIT Regulations. - Maintain Restricted List and Structured Digital Database. - Prevent misuse of unpublished price-sensitive information (UPSI). - Manage...SuggestedMumbai6 days ago
- ...Ensure compliance with Companies Act, 2013, SEBI, FEMA, ROC filings for private & public companies. Handle investor relations with PE/VC stakeholders. Draft board/shareholder resolutions and other real time statutory compliances under Companies Act 2013. Manage...SuggestedFull timeWork at office
- ...to audit. · Stakeholder management · Sharing reports with holding and jv group Requirements Qualification Required: CA Preferable Female canddiates Roles & Responsibilities: · Monthly Closing of Accounts. · MIS · Quarterly Audit under SEBI & INDAS....SuggestedFull time
- ...operational efficiency. Compliance and Regulatory Adherence Ensure the firm’s trading and risk management activities are compliant with SEBI, NSE, BSE, and other relevant regulations. Prepare and present regular reports on risk exposures and control effectiveness to the...SuggestedFull time
- ...Requirements: Minimum 10 years of experience in mutual fund/asset management with success in both product and sales roles. Strong knowledge of SEBI guidelines, investor risk profiling, and product suitability frameworks. Proven leadership capabilities. Key Skills : Company...SuggestedFull time
- ...organization. ~Educate clients about new fund offerings (NFOs), market movements, and investment strategies. ~Ensure compliance with SEBI guidelines, KYC norms, and internal processes. ~Maintain accurate records of client interactions and transactions on CRM systems Qualifications...SuggestedFull time
- ...Flexible and ability to prioritize tasks and manage multiple tasks within compressed timelines. Role: Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, and depositories, clearing corporations, daily...SuggestedFull timeWork at officeFlexible hours
- ...Job Description: is a SEBI Registered Category -I Merchant Banking Firm engaged in Business and Investment Advisory Services, Credit Appraisal, Project Financing, Equity Research, Valuation and Financial Due Diligence. The Company focuses on Debt Syndication and Structured...SuggestedFull timeWork at office
- Job Description: Key Highlights: • 3 decades of experience in Financial Markets • SEBI registered Category I Merchant Banker • Association & Membership of NSE, BSE, BSE WDM, MCX, NCDEX, MCX-SX, CDSL • Access to Majority International Exchanges • Pan India Presence (Headquartered...SuggestedFull time
- ...application or connectivity issues impacting order placement or risk management Compliance & Security Ensure IT systems comply with SEBI, NSE, BSE, NSDL, and CDSL regulations Lead periodic audits (IT, Cybersecurity, Exchange inspections) and documentation Implement...SuggestedFull time
- Job Description: About Us: Company is with over 31 years of industry expertise and trust, is a SEBI-registered stockbroker and a member of all Indian exchanges—NSE, BSE, MCX, NCDEX, and MSEI. We are also a registered depository participant with CDSL and NSDL, a SEBI-recognised...SuggestedFull time
- ...~Minimum 5 years of experience in capital markets, broking, or financial services. ~Strong knowledge of regulatory frameworks (IFSCA, SEBI, IRDAI, etc.). ~Excellent understanding of risk controls, regulatory filings, and policy drafting. ~Demonstrated leadership and stakeholder...SuggestedFull time
- ...Skills: Graduate/Postgraduate in Finance, Commerce, or a related field. NISM Series-VIII and other required certifications as per SEBI guidelines. Strong knowledge of capital markets, equity, derivatives, margin Trade Funding and Loan against Shares and demat...SuggestedLong term contractFull time
- ...including due diligence and integration Raise debt equity and strategic investments to support business growth Ensure compliance with SEBI Companies Act and other regulatory frameworks Drive growth through strategic financial initiatives and operational improvements...Full time
- ...apps and hungry for a real-world challenge where performance is everything?At we're building something revolutionary. We are a next-gen, SEBI-registered brokerage on a mission to redefine the trading experience. Backed by giants like Accel and Elevation Capital, we create high...
- ...close to 10 years of experience in the Indian equities and commodities markets. Besides, our handpicked team of research analysts are SEBI-certified research analysts with each one having experience ranging from 10-25 years. All our analysts are well-trained in the area of...Immediate start
- ...algorithmic trading strategy development and implementation Exposure to Indian capital markets (NSE/BSE) and regulatory requirements (SEBI compliance) Leadership experience in technical projects or mentoring junior developers 4. Functional Competencies Programming...Immediate start
- ...few hours ago Job Be an early applicant About the job Name of the organization Getfive Advisors Pvt Ltd. Getfive is a SEBI-registered Merchant Banking firm having offices in Mumbai and Ahmedabad. The firm specializes in IPOs and pre-IPO private equity fund-raising...Long term contractImmediate start
- ...openings 1 About SMEST Capital Private Limited SMEST, incorporated in 2018, has emerged as the fastest-growing SEBI-regulated fixed-income broker in India that offers a conglomerate of products in the debt segment. The company has a presence in Mumbai...Local areaImmediate start
- ...on market conditions, life events, or regulatory changes. Optimize portfolios for tax efficiency and long-term growth, adhering to SEBI (Securities and Exchange Board of India) guidelines. Lead the project of building a tech-first financial planning product that can be...Long term contractImmediate start
- ...IEPF. - Ensuring various Statutory Compliances, inter-alia, under 1) the Companies Act & Rules thereunder 2) IEPF Rules and 3) Various SEBI Regulations including SEBI Listing Regulations, SEBI Takeover Code, etc. - Dealing with the Shareholders, Registrar and Share...Immediate start
- ...ensure the seamless purchase and settlement of client securities. # Develop and maintain strong relationships with the Exchange for SEBI OBPP compliance, setup, and continuous adherence. # Lead industry analysis and establish the KYC process in strict adherence to SEBI...Full timeTemporary work
- ...allotments, transfers, and related compliance.Assist in preparation of Board Reports and Annual Returns.Research and ensure compliance with SEBI, FEMA, RBI, and other corporate laws (as applicable).Liaise with clients, regulators, and stakeholders for documentation and compliance...Full timeInternshipImmediate start
- ...full-service investment bank and brokerage house offering integrated financial advice and services. Founded in 1993 and registered as a SEBI category I merchant bank, it has been promoted by professionals with over three decades of rich experience in financial and capital...Full timeWork at officeImmediate start
- ...performance using analytics, feedback, and KPIs; continuously optimize for better adoption and retention.- Stay updated on market trends, SEBI regulations, and emerging technologies in the broking/investment domain.Requirements :- 5 years of total experience, with a minimum of...
- ...Penetration Testing, Red Teaming, Cloud Security, SCADA, IOT Security assessments, Various compliance services viz ISO27001, ISO 27701, RBI, SEBI, UIDAI, CISA, GDPR, HIPAA, SOC2, PCI etc. Employment Type: Full-time Role Summary We are hiring a Backend Developer to...Full time
- ...assessments Penetration Testing Red Teaming Cloud Security SCADA IOT Security assessments Various compliance services viz ISO27001 ISO 27701 RBI SEBI UIDAI CISA GDPR HIPAA SOC2 PCI etc. Employment Type: Full-time Role Summary We are looking for a Business Development...Full time
- ...fund manager track records. ● Develop model portfolios suited to different risk profiles and investment needs ● Monitor market trends, SEBI/AMFI regulations, and fund industry developments. ● Assist in empanelment of new AMCs and products on the NJ platform. ● Create and...Full timeHybrid work
