Average salary: Rs384,999 /yearly
More statsSearch Results: 208 vacancies
...from one person/entity to another in case of Indian and Foreign nationals
Appointment & Resignation of Designated Partners NBFC/FEMA/SEBI Compliance
Advisory and compliance of External Commercial borrowings
Assistance and guidance on remittance of funds from India...
...ensuring proper closure
What does the job entail
Timely and accurate reporting of financials for the Company including the reporting of SEBI LODR Disclosures requirements
Preparation and overall management of subsidiary company accounts including analysis and review...
...Knowledge
Deep knowledge of NSE trading, clearing and settlement rules, regulations and associated market practices.
Deep knowledge of SEBI rules, regulations and circulars.
Knowledge of major regulatory developments & topical compliance issues across Asia.
Working...
Rs 3.5 - 4.8 lakhs p.a.
...knowledge of corporate laws.
Key Responsibilities:
Compliance Management:
Assist in ensuring compliance with the Companies Act, SEBI regulations, and stock exchange requirements.
Prepare and file statutory returns and forms with regulatory authorities on time....
...Key Responsibilities:-
Ensuring compliances related to related party transactions in terms of ALP, Statutory and SEBI Reporting, Omnibus Approval etc.
Work in Collaboration of business team, secretarial team and ACE team to ensure timely compliance and books closure....
Rs 3 - 6 lakhs p.a.
...Thorough compliances with Secretarial Standards for Board / General Meetings.
Thorough knowledge and experience of Listing and other SEBI related regulations like PIT, SAST and ESOP.
Statutory Filings with MCA, RBI, Stock Exchanges and other Regulators.
Active...
...books and records.
Ensuring compliance with legal and regulatory requirements.
Guiding on corporate governance matters.
Handling SEBI and RBI-related compliance matters.
Ensuring accuracy and attention to detail in all tasks.
Working effectively in a fast-paced...
...Securities Private Limited serves over 7,00,000 clients with a technology-focused brokerage model. Building on this foundation, FAMPL,a SEBI-registered portfolio manager (INP000008659),offers portfolio management services to HNIs and Ultra HNIs, emphasizing transparency,...
...and effectively resolve all incoming queries from clients within a pre-agreed time frame.
Familiarity with existing/upcoming Exchange/SEBI regulated changes and impact to operational flows
Placing and release of collateral at NSE
Understand of the FNO and Currency...
Preparing and timely filing and submitting required statutory compliances with NSE/ BSE/ SEBI/ ROC/
MCA etc. authorities. Also filing of required quarterly/ half yearly/ yearly reports with NSE/ BSE as
required under Listing Agreement. Preparing &filing of Corporate Governance...
...with a focus on financial services and
regulatory compliance.
In-depth knowledge of NBFC regulations, including RBI guidelines and SEBI regulations.
Strong analytical and problem-solving skills, with the ability to interpret complex legal
issues and provide...
...associated with portfolio investments and implement strategies to mitigate potential losses. Ensure all investment activities comply with SEBI regulations and internal policies. Prepare and present regular performance reports to stakeholders. Key Interactions Investment Team,...
...experience in conducting AGM.
6.To liaison with the various departments and complete Annual Report.
7.To ensure compliance with SEBI LODR Regulations.
8.To ensure updating of website as per Regulation 46 of SEBI LODR.
9.To prepare monthly newsletter on...
Rs 4 - 5 lakhs p.a.
...Location - Andheri (Marol)
5 Days working
Job Description:
Annual Filing and filing of other e-forms
Statutory Compliances with SEBI
Preparation of Board Resolutions, Minutes, Notice, Agenda
Attending Board Meetings
Preparation of statutory registers...
...crucial role in ensuring compliance to activities related to Securities laws, listing agreement, depository bye-laws and other applicable SEBI regulations and provide effective governance and assistance to the Board of Directors in execution of their tasks. This position offers...
...assigned by the organization on a monthly basis
- Record and track all engagement activities through the CRM system
- Comply with KYC/SEBI rules, regulations, and legislation governing the Bank
Qualifications:
Optimal qualification for success on the job is:
-...
...Training Partner for CPE since 2010
• Wealth Management Basic & Wealth Management Advance Certifications are accredited by NISM under the SEBI Investment Advisor Regulations, 2013
• Partner of SEBI, PFRDA, NISM, NCFE, BSE, NSE and many more
Candidates from Mumbai may only...
CIEL - Center For Investment Education and Learning
Mumbai
4 days ago
Rs 13 - 16 lakhs p.a.
...Compliance risk assessments.
Ensuring that the Company is compliant with the Master Direction/Circulars issued or amended by RBI/NHB/SEBI/MCA and other applicable regulatory bodies from time to time
Develop, implement and maintain regulatory policies and procedures...
...audits, cyber audits, and client-related compliance activities.
Responsibilities:
Ensuring compliance requirements as per Exchange/SEBI Regulations.
Ensuring Exchange / SEBI reporting regularly.
Assisting to internal auditors for conducting internal audits of all...
...regulatory bodies. Keep the board of directors informed about compliance requirements and changes in regulations. Liaison with authorities SEBI and others.
2. Board Support: Scheduling and conducting board meetings, prepare meeting agendas, and ensure timely distribution of...
