Average salary: Rs449,999 /yearly
More statsSearch Results: 99 vacancies
...ensuring proper closure
What does the job entail
Timely and accurate reporting of financials for the Company including the reporting of SEBI LODR Disclosures requirements
Preparation and overall management of subsidiary company accounts including analysis and review...
...Knowledge
Deep knowledge of NSE trading, clearing and settlement rules, regulations and associated market practices.
Deep knowledge of SEBI rules, regulations and circulars.
Knowledge of major regulatory developments & topical compliance issues across Asia.
Working...
...regulatory bodies. Keep the board of directors informed about compliance requirements and changes in regulations. Liaison with authorities SEBI and others.
2. Board Support: Scheduling and conducting board meetings, prepare meeting agendas, and ensure timely distribution of...
Preparing and timely filing and submitting required statutory compliances with NSE/ BSE/ SEBI/ ROC/
MCA etc. authorities. Also filing of required quarterly/ half yearly/ yearly reports with NSE/ BSE as
required under Listing Agreement. Preparing &filing of Corporate Governance...
...Training Partner for CPE since 2010
• Wealth Management Basic & Wealth Management Advance Certifications are accredited by NISM under the SEBI Investment Advisor Regulations, 2013
• Partner of SEBI, PFRDA, NISM, NCFE, BSE, NSE and many more
Candidates from Mumbai may only...
...with Auditors to ensure timely completion of Statutory Audit, Internal Audit, Tax Audit, GST Audit etc.
Handling Income Tax, GST, TDS, SEBI and other regulatory compliances as required
Drafting responses or compilation of information for submission to the Income Tax / GST...
...with a focus on financial services and
regulatory compliance.
In-depth knowledge of NBFC regulations, including RBI guidelines and SEBI regulations.
Strong analytical and problem-solving skills, with the ability to interpret complex legal
issues and provide...
...associated with portfolio investments and implement strategies to mitigate potential losses. Ensure all investment activities comply with SEBI regulations and internal policies. Prepare and present regular performance reports to stakeholders. Key Interactions Investment Team,...
...experience in conducting AGM.
6.To liaison with the various departments and complete Annual Report.
7.To ensure compliance with SEBI LODR Regulations.
8.To ensure updating of website as per Regulation 46 of SEBI LODR.
9.To prepare monthly newsletter on...
...the development, implementation, and periodic performance of key controls.
You should be able to adhere to all regulations from RBI / SEBI / IRDAI in this process.
You would be required to share onboarding metrics with relevant stakeholders, forecasting volumes and...
...and effectively resolve all incoming queries from clients within a pre-agreed time frame.
Familiarity with existing/upcoming Exchange/SEBI regulated changes and impact to operational flows
Placing and release of collateral at NSE
Understand of the FNO and Currency...
...Ability to work independently and collaboratively in a team.
Highly organized and able to manage multiple tasks and priorities.
Knowledge of relevant laws and regulations, such as the Companies Act, SEBI regulations, and listing requirements, would be a plus....
...teams to ensure smooth functioning of the dealing and cash flow management operations
Understanding of the regulatory guidelines of SEBI/AMFI/IRDAI and RBI
Dealing in accordance with the investment policy and operating guidelines, risk and regulatory framework
Secondary...
...stakeholders to support secretarial needs.
Requirements & Qualifications:
· Company Secretary Degree.· Good knowledge of the Companies Act, SEBI LODR, FEMA.· Handling of Secretarial work of overseas subsidiaries will be an added advantage.· Abreast with the Form filings at the...
...in preparing the quarterly and annual reports and spearhead preparation of AGM.
● Adhering to regulatory and statutory compliance of SEBI/RBI and other regulatory bodies.
● Tracking investments to ensure they meet the internal rate of expected return.
● Monitor income...
...matters.
· Provide legal and compliance perspectives to the business.
· Managing compliance aspects.
· Information memorandum.
· SEBI / BSE / NSE guidelines.
· Company law issuance.
· Compliance management.
· Periodic submission to the broking and DP compliance...
...interpretation,and end to end implementation of circulars and Regulations issued by the Regulatory Authorities from time to time such as MCA, SEBI, Stock Exchanges, RBI, etc.as applicable
Providing expert advice and guidance to the board of directors on matters related to...
...knowledge and experience in financial services in India. Must be updated on the regulatory framework , particularly which is administered by SEBI, RBI and IRDA (FEMA would be an added advantage.)2. General Commercial Contracts : Drafting and vetting of NDA’s, Distribution...
...Job Role-
Performing research and analysis of transaction tax related laws (such as domestic and international tax, corporate laws, SEBI, FEMA, Competition Act, stamp duty laws etc.) on inbound and outbound deals, corporate reorganizations, securities market aspects, etc....
...in compliance function of Mutual fund, broking, PMS firms
~ Ability to engage with regulators and senior management
~ Knowledge of relevant laws and regulations (SEBI, RBI, AMFI)
~ Experience in the financial services industry
Salary :
Best In the industry...