Average salary: Rs2,459,999 /yearly
More statsSearch Results: 26 vacancies
...External Consultants in that regards
Skills Required
At least 2 years of working experience in Regulatory Compliance space (RBI/SEBI)
Excellent understanding and knowledge of all applicable regulations, laws and industry practices
Strong analytical, interpersonal...
Rs 350 per week
...optimizing the cost of money. ,Communicating with external stakeholders like Statutory Auditors, Rating Agencies, the Stock Exchanges, SEBI, GST, Income Tax and other statutory authorities.
QUALIFICATION & EXPERIENCE Chartered Accountant (CA) with 15+ years of experience...
...procedures is essential.
• Any other activities as may be required to be performed in connection with the Secretarial and legal function.
Secretarial and SEBI Compliances:
• Assisting the team in managing Secretarial and SEBI related compliances...
...assigned by the organization on a monthly basis
- Record and track all engagement activities through the CRM system
- Comply with KYC/SEBI rules, regulations, and legislation governing the Bank
Qualifications:
Optimal qualification for success on the job is:
-...
...assigned by the organization on a monthly basis
- Record and track all engagement activities through the CRM system
- Comply with KYC/SEBI rules, regulations, and legislation governing the Bank
Qualifications:
Optimal qualification for success on the job is:
-...
...books closure of accounts
Timely completion of monthly, quarterly and annual accounts
Prepare and review of results in line with the SEBI regulations and accounting standard
Review of TB and Balance sheet GLs
Flow of regular MIS to support decision making...
...Ministry of Corporate Affairs.
IPR filings and related compliances.
Skillset:
Solid Understanding of Companies Act, 2013 and SEBI Regulations
Excellent Problem Solving and Interpersonal Skills
Prior experience in conducting compliance audits.
Good hold on...
...the stock market trading landscape.
Now, building on this legacy of the founders, FYERS Asset Management Private Limited (FAMPL), a SEBI registered portfolio manager (INP000008659), has been established to provide portfolio management services to HNIs and Ultra HNIs, promoting...
...for implementing and managing ISMS, preferably in a Financial Services environment
Good understanding of compliance norms mandated by SEBI, RBI
Should have been the central point of contact for audits and assessments from certifying authorities and should be capable of...
...procedure. To ensure books of accounts get audited as per defined timelines and compliances. Quarterly limited review in line with the SEBI (LODR) requirements. Coordination with internal financial control auditors for timely closure of internal audit to work upon financial...
...targets as assigned by the organization monthly.
Record and track all engagement activities through the CRM system.
Comply with KYC/SEBI rules, regulations, and legislation governing the Bank
Interested candidates can share profiles to WhatsApp to hidden_mobile...
...relationship with the goal of managing their wealth.
Achieve revenue objectives as assigned by the organization.
Comply with KYC/SEBI rules, regulations, and legislation governing the financial services industry.
BASIC ELIGIBILITY
Must be Graduate
Must have a...
Rs 3 - 8 lakhs p.a.
...Indore
Desired Experience:
2 to 8 years of Experience
Salary Range :
2- 8 Lacs/Annum
Mutual Fund,Investment Advisor,Investment Analysis
Designation: Wealth Manager (B2B) for SEBI registered organization
Vacancies: 3
Experience: 2.0 Year(s) - 8.0 Year(s)...
...Clearing account reclassification
Preparation of Schedules
Depreciation for Local GAAP/IFRS
Prepare disclosures according to SEBI LODR (Listing obligation & disclosure requirement)
Support preparation of Q&A for investor conference calls
Collaboration with respective...
...with various stakeholders for transaction closure.
The role involves applicability of regulatory laws (Companies Act, Competition Act, SEBI, FEMA, corporate laws, stamp duty, IP etc
Any other assigned tasks as assigned
Our ideal candidate:
~4-6 years experience...
...companies.
4. Liaise/ coordinate with the clients on the applicable Compliances.
5. Corporate Law Advisory & Opinions.
*Exposure in SEBI Compliances is preferred and an added advantage.
Reporting to: Senior Associate / Associate Partner
Requirements...
...crucial role in ensuring compliance to activities related to Securities laws, listing agreement, depository bye-laws and other applicable SEBI regulations and provide effective governance and assistance to the Board of Directors in execution of their tasks. This position offers...
...companies will be an advantage.
- Candidates available to join immediately will be preferred.
- Excellent written and spoken English. (Local candidates who are well-versed in Kannada will be preferred)
Skills Required : Company Secretarial Functions, SEBI, Company Secretarial
...information security program at the Group Level ensuring cybersecurity compliance to the requirements put forth by regulators - RBI, IRDAI & SEBI.
Key responsibilities:
As Navi operates in the regulatory space, this role requires interpreting and helping implement...
...should be NISM Certified.
Should have good communication skills
Key Skills :
Company Profile
The client is a boutique investment advisory firm incorporated in 1992. It is also amongst India's earliest SEBI Registered Portfolio Management Service (PMS) providers....
