Average salary: Rs341,500 /yearly
More statsSearch Results: 6,261 vacancies
...Location: Mumbai / Noida
Education Qualification: CA or LLB
General Responsibility:
Primary responsibility would be that of a Trade Analyst.
Activities include working with the sales and cost figures of various clients, which are required to be filed with the...
...Overview: The person would support client’s portfolio compliance team, which is part of the Risk organization, and is referred to Guideline Oversight Team. The mission for the candidate is to do post trade reviews of trades client-mandated investment guidelines. These guidelines...
...Description
Role overview:
J.P. Morgan's Compliance Reporting Services (CRS) is one of the largest providers of post-trade compliance reporting services to some of the... ...interpersonal skills to build trusted relationship with internal stakeholders, regulators, and external...
...Ensure that DB standards with respect to Customer Service, Compliance, Operations and Corporate Security are adhered to
Ensure total... ...total compliance of all regulatory and compliance guidelines (both internal and external)
Single point contact for Branch Operations and...
...and $7.3 trillion in funds under administration. For more information, go to .
Department Summary:
Market-leading post-trade compliance reporting services for portfolio risk management. J.P. Morgan's market-leading Compliance Reporting Services enables asset managers...
...Location: Mumbai, Delhi, Lucknow Department: Trade Finance Desk- Operations (Front end)
Experience : Min 1 Year in Trade desk... ...free and timely execution of trade transactions.
•Ensuring compliance and internal guidelines are being adhered to
•Co-ordinating with clients...
...the impact
Build and sustain strong working relationships with internal Lines of Business including Middle Office, Front Office, and... ...priorities, and be comfortable dealing with a stressful and fast-paced Trading environment
Strong communication skills
Needs to be highly...
Rs 25 lakh p.a.
...Role Objective
# Delivery of AML/FCC/Compliance projects, working closely with clients (Banks... ...such as Conflict of Interest, Insider Trading, Market abuse and ability to design and implement... ...Profiling Model
# AML/Financial Crime Internal Audit
# AML/Financial Crime Target...
Rs 7 - 15 lakhs p.a.
...responsibilities would include ensuring compliance with SEBI Mutual Fund, PMS and AIF Regulations while also handling queries from internal departments and regulators and managing coordination... ...compliances related to Insider Trading Regulation.
Working knowledge of SEBI...
...Responsibilities:
Drive platform adoption and innovation by understanding user needs deeply.
Ensure regulatory compliance and ethical operations.
Pioneer next-gen trading products with tech and risk management teams.
Execute the roadmap to meet business goals....
Rs 10 - 15 lakhs p.a.
...,PMS & Branch inspections
Handling Regulatory Inspections & Internal Audit Independently
Liaison with Regulators
Ensuring timely... ...reports & MIS for Senior Management & Board of Directors
Compliance,MIS,Audit
Designation: Compliance
Vacancies: 1...
...Should have min. 2-3 years of relevant work experience in Trading (on terminal)· NISM 8 certification is mandatory before joining. The person who is willing to take certification
can also be considered.
· Education qualification – Min. Graduate
· Decent Communication...
...the best range, prices, and after-sales services in the industry.
Role Description
This is a full-time on-site role for a Trade Sales professional at Marshalls. The Trade Sales role involves day-to-day tasks such as communicating with existing dealers, appointing...
...In Scope of Position based Promotions (INTERNAL only)
Job Tit le: Assistant Vice... ...Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible... ...Bank Research;
Corporate Bank (CB) – Trade Finance & Lending, Cash Management,...
...Typical daily activity includes settling in excess of $217B via FX trading, leading a Markets OTC portfolio of 2.5M trades, servicing
~20... ...be willing to do all shifts
Same Posting Description for Internal and External Candidates
About Us
JPMorgan Chase & Co., one...
...Title: Head of Quantitative Trading
Location: India
Company Description:
Our client is a leading firm... ...and performance.
Manage risk effectively, ensuring compliance with regulatory standards and internal risk management protocols.
Perform in-depth market...
...Mumbai - Corporate Office.
Department: Legal, Secretarial & Compliance.
Grade: IL 5
Organizational relationships Reports to:... ...Substantial Acquisition of Shares & Takeover) Regulations & SEBI (Insider Trading) Regulations.
Drafting of Scheme Information Documents,...
...Job Summary : As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations... ...responsible for ensuring that company operations comply with internal standards too.
Require Work Experience
:Practical...
...Company Name: Quess IT Staffing
Job Title: Trade lifecycle and OMS
Experience Required: 3-8 Years
Notice Period: Immediate to 15 Days
Location - Bangalore/ Hyderabad/Mumbai/Pune
~3 to 6 yrs exp into Wealth Management, Investment Management, Asset...
..., European Union’s leading bank with an international reach. With delivery centers located in... ...further divided into 4 departments i.e. Trade Processing & Support, PnL, Client Management... ...internal and external regulatory and compliance requirements
Ensure all controls are...
