Average salary: Rs632,825 /yearly
More statsSearch Results: 18 vacancies
...the capital markets. The company holds memberships of most of India's top stock exchanges and depositories, including NSE, BSE, MCX, and CDSL. With a team of 250+ authorized partners, AC Agarwal is committed to building growth and wealth creation at a national level.
Role...
...requirements and escalations
Manage and control overall functioning and supervision of the Depository operations.
Manage NSE/BSE/CDSL and SEBI inspection and data submission.
Aware of recent circular issued by various regulators like SEBI, RBI and issued by stock exchanges...
Rs 10 - 20 lakhs p.a.
...regulatory compliance in a stock broking business and regulatory audit- assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.
Manage all operational processes as per regulatory framework to ensure exchange compliance.
Facilitate preparation &...
...with the Form filings at the MCA.· Knowledge of regulatory filings with the Stock Exchanges and dealing with the Stock Exchanges, NSDL & CDSL.· Should have very good drafting skills and should have experience in preparing the agenda and minutes of the Board / Committee...
...seeking a Digital Manager. The company holds memberships of top stock exchanges and depositories in India, including NSE, BSE, MCX, and CDSL. We value our team and offer countless opportunities for growth and career advancement.
Role Description
This is a full-time on...
...statutory reports meant for Board of AMC, Trustee, AMFI & SEBI.
Compliance of listing guidelines including coordination with NSDL/ CDSL/NSE /BSE etc.
Reporting under SEBI (Substantial Acquisition of Shares & Takeover) Regulations & SEBI (Insider Trading) Regulations....
...regulatory compliance in a stock broking business and regulatory audit- assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.
~Manage all operational processes as per regulatory framework to ensure exchange compliance.
~Facilitate preparation &...
...compliances
Filing of Form FC-GPR, FC-TRS including downstream reporting and FLA reporting under FEMA.
Coordination with RTA, NSDL and CDSL for various corporate action including payment of stamp duty on transactions
Incorporation of private limited companies and managing...
...includes designing forms; activating online platforms for fresh purchase and communication to the investors/ brokers.
Liaison with CDSL/NSDL for listing new and roll-over schemes on the BSE/ NSE platform.
Working on reports which needs to be shared with compliance to...
Rs 20 - 25 lakhs p.a.
...Finance from good institute
10 - 15 years of Experience in stock broking operations
Knowledge of back office software like LD and CDSL
Well verse with DKYC process and other broking norms
Vendor management,account opening, payin payout stock and funds, DP account,...
...experience in the capital markets. The company holds memberships of major stock exchanges and depositories such as NSE, BSE, MCX, and CDSL.
Our team of 250+ authorized partners is instrumental in creating a growth-oriented ecosystem and wealth creation. We offer numerous...
Rs 4.8 - 5 lakhs p.a.
...KEY RESPONSIBILITIES:
COMPLIANCES:
Responsible for compliances and coordination of with MCA, NSE, BSE, ROC, SEBI, CDSL, NSDL and Incorporation of Overseas Companies.
Responsible for compliances of SEBI & Company Law Regulations
Responsible for Quarterly and Annual...
Rs 10 - 12 lakhs p.a.
...Board of Directors and its committees.
- To coordinate and co-orperate with our RTA, Auditors, various departments, BSE &
NSE, NSDL & CDSL, etc.
- To monitor and ensure compliances of various other unlisted public and private
companies.
- To deal with various...
Rs 10 - 14 lakhs p.a.
.... (From CBI, Income Tax Authority, Anti-Corruption Bureau, Crime Branch)
Handling Regulatory Complaints (NSE, BSE, GOVT., SEBI NSDL, CDSL)
Representing company before IGRP/IGRC
Liaison with Regulators for resolution of complaint
Ensure timely reporting of Regulatory...
Rs 6 - 8 lakhs p.a.
...of executives. Candidate from Indian financial
broking industry and has experience in Indian compliance / PMLA process of BSE, NSE, CDSL and NSDL.
Job Description:
Overall handling of PMLA and Surveillance (BSE, NSE CDSL & NSDL) related compliances.
Review of STR...
...Securities Lending & Borrowing Scheme
Self Clearing Member
Clearing Member
Research Analyst Services
Depository Participant - CDSL & NSDL
Mutual Fund & IPO Marketing
We serve over +1,00,000 varied investor ---s across 600 locations in over 20 states in India through...
...retail participants access to capital markets. Team of 80+ professionals. Member of NSE, BSE, MCX, MSEI and Depository Participant with CDSL. Has been external debt-free from the date of incorporation. Provides robust trading solutions with customer-centric services at the...
...Partners & their staff training on Investments Trading companys online trading platform.
Coordinating events for Business partners with NSE/NSDL/CDSL/AMCs
Liasoning with other departments to quickly resolve HNI client queries.
Broking,sub-brokers,Revenue generation...
