Average salary: Rs1,025,374 /yearly
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Rs 4.8 lakh p.a.
...Co. Commotrade Limited. ➢ Submission of Internal audit and Concurrent ➢ , and advise the company regarding compliance audit report to CDSL. ➢ Updating of Dealers NISM certificate before expiry in All Exchanges. ➢ Gathering and analyzing data, performing computations, and...SuggestedFull time- ...and regulatory guidelines issued by financial regulators (e.g., RBI, SEBI, IRDA, FIMMDA, FEDAI) and other relevant authorities (eg NSDL, CDSL). Ensure that all new regulations are disseminated and assigned to the respective département heads in Operations for further...SuggestedFull timeLocal area
Dbs Bank
Mumbai4 days ago - ...Experience ~6-7 years of experience in broking or capital markets back-office operations. ~ Strong expertise in depository operations (NSDL/CDSL or equivalent platforms). ~ Must have NISM certification series VI: Depository Operations Certification Examination (DOCE). ~...SuggestedFull timeHybrid workWork at officeShift work
- ...both soft and physical formats * - Archival of statutory and compliance documents * - Visits to authorities such as RBI, MCA, ROC, CDSL, NSDL, and banks * - Opening and maintenance of demat accounts * - Preparation of board and committee meeting minutes * - Drafting...SuggestedInternship
- ...Broking firm established in 1997. It is a Member of various Stock Exchanges, namely, BSE, NSE, MSE, MCX and a Depository Participant with CDSL. It is also a SEBI-registered Research Analyst Entity. The ideal candidate must have extensive experience in executing trades for...Suggested
Permanent Solution
Mumbaia month ago - ...Custodian under SEBI (Custodian of Securities & Goods) Regulations 1996 and is also a registered Depository Participant on both NSDL and CDSL. Axis Bank offers custodial services to various client categories like AIF, PMS, FDI, FPI, FVCI, Corporate Bodies, MF, Insurance...Suggested
Axis Bank
Mumbai3 days ago - ...to the regulator ABML is also subject to close monitoring and inspection through various agencies like NSE / BSE / NCDX / MCX / NSDL / CDSL etc. ABML also operates in a highly competitive market mainly in fragmented industry with ABML competition from major National Broking...SuggestedLong term contractTemporary workLocal areaDay shift
Aditya Birla Group
Mumbai3 days ago - ...grievance redressal in line with SEBI timelines SCORES platform and Exchange mandates Depository & DP Operations Manage DP operations (CDSL/NSDL); oversee DP-related compliance filings inspections and DP interface automation Coordinate pledge unpledge and off-market...SuggestedPermanent employmentFull timeFlexible hours
- ...shareholder complaints and answer them c. Processing and payment of dividend. d. Downloading demat share transfer details from NSDL and CDSL 2. Time based Statutory Compliance a. To intimate buying and selling of shares by the promoters/ designated persons to the stock...Suggested
mangalam placement pvt ltd.
Mumbai6 days ago - ...money changing activities. Knowledge of FEDAI Circulars and Rules Knowledge of rules / regulations issued by SEBI, NSE, BSE, NSDL, CDSL, etc. would be an added advantage Sound knowledge of the overall banking environment Must have worked on overall regulatory...SuggestedFull time
Dbs Bank
Mumbai3 days ago - ...adherence to regulatory and internal compliance standards. The role involves supporting the client screening process, managing alerts from CDSL and internal systems, coordinating with stakeholders for timely closure, and maintaining accurate records for audit and reporting...Suggested
One 97
Mumbai18 days ago Rs 2.3 - 4 lakhs p.a.
...industry. With a nationwide network of over 100 offices serving over 30,000 clients across India, GEPL is a member of BSE, NSE, MCX, NCDEX, CDSL, WDM, and the Insurance sectors. GEPL believes in nurturing talent and possesses industry experts to drive its vision, offering...SuggestedImmediate start- ...Collaborate with back-office vendors to resolve system-related issues. 4. Audit, Compliance & Governance Ensure compliance with SEBI, CDSL/NSDL, and other regulatory requirements. Manage Concurrent and Internal audits, ensuring zero non-compliance. Establish controls...SuggestedContract work
istaa finserv
Mumbai8 days ago - ...to the regulator ABML is also subject to close monitoring and inspection through various agencies like NSE / BSE / NCDX / MCX / NSDL / CDSL etc. ABML also operates in a highly competitive market mainly in fragmented industry with ABML competition from major National Broking...SuggestedLong term contractTemporary workLocal area
Aditya Birla Group
Mumbai3 days ago Rs 5 - 9.5 lakhs p.a.
...companies. Ensure CSR payments and related filings are completed. Coordinate with statutory bodies such as RoC, MCA, BSE, NSE, NSDL, CDSL, and RTA. Manage secretarial audits, certification of compliance reports, and submission of disclosures to the Board. Listing...SuggestedContract workPosimind
Mumbaia month ago- ...The Compliance Executive/Officer will be responsible for ensuring adherence to all regulatory guidelines issued by SEBI, BSE, NSE, MCX, CDSL, and other applicable authorities. The role involves managing audits, handling inspections, preparing compliance reports, regulatory...Full time
- ...Securities Lending & Borrowing Scheme Self Clearing Member Clearing Member Research Analyst Services Depository Participant - CDSL & NSDL Mutual Fund & IPO Marketing We serve over +1,00,000 varied investor ---s across 600 locations in over 20 states in India through...Full timeImmediate start
- ...assisting in demat account servicing regulatory reporting reconciliation and operational controls in alignment with SEBI Depository (NSDL/CDSL) and internal bank compliance frameworks. This position offers structured exposure to capital market operations within a bank DP...Permanent employmentFull timeApprenticeshipInternshipFlexible hours
- ...expertise in capital market operations, especially with hands-on experience in Pay-in, Payout, Pledge, Re-pledge, and working knowledge of CDSL systems. Key Responsibilities / Duties Pay-in and Payout Operations: Ensure accurate and timely execution of securities and...
recex.co
Mumbai3 days ago - ...records - both soft and physical formats. Archival of statutory and compliance documents. Visits to authorities such as RBI, MCA, ROC, CDSL, NSDL, and banks. Opening and maintenance of demat accounts. Preparation of board and committee meeting minutes. Drafting of...Internship
TMF Group
Mumbai3 days ago - ...issues impacting order placement or risk management Compliance & Security Ensure IT systems comply with SEBI, NSE, BSE, NSDL, and CDSL regulations Lead periodic audits (IT, Cybersecurity, Exchange inspections) and documentation Implement cybersecurity protocols...Full time
- ...with clients, legal counsels, registrar, share transfer agents, auditors and other intermediaries § Liaison with BSE, NSE, SEBI, NSDL, CDSL and other authority as per requirement. § Advising clients on good corporate governance practices and compliances to various...
bonanza portfolio ltd
Mumbai13 days ago - ...authorities (ROC, RBI, etc.) Support clients on governance and compliance frameworks Handle ISIN, depository coordination (NSDL/CDSL) WE’RE LOOKING FOR SOMEONE WHO HAS: ~ Qualified Company Secretary (ICSI) ~1–5 years of experience in: ~ Consulting firms /...
MetaMorph
Mumbai4 days ago Rs 1 - 2 lakhs p.a.
...and Exchange Board of India) regulations and Depository guidelines issued by both NSDL (National Securities Depository Limited) and CDSL (Central Depository Services Limited) . DP Regulations Review: Review and assess the implementation of all relevant DP regulations,...Acme Services
Mumbaia month ago- ...to the regulator ABML is also subject to close monitoring and inspection through various agencies like NSE / BSE / NCDX / MCX / NSDL / CDSL etc. ABML also operates in a highly competitive market mainly in fragmented industry with ABML competition from major National Broking...Local area
Aditya Birla Group
Mumbai3 days ago - ...Reconciliation Ensure timely settlement of trades as per T+1 norms. Coordinate with custodians, clearing members, and depositories (NSDL/CDSL) for smooth settlement. Perform daily reconciliation of client trades, funds, and securities. Monitor pay-in/pay-out activities...Full time
jainam share consultants pvt ltd.
Borivali3 days ago - ...regulatory compliance in a stock broking business and regulatory audit- assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc. ~Manage all operational processes as per regulatory framework to ensure exchange compliance. ~Facilitate preparation &...Full timeWork at officeFlexible hours
