Average salary: Rs1,025,374 /yearly
More statsSearch Results: 9 vacancies
...the capital markets. The company holds memberships of most of India's top stock exchanges and depositories, including NSE, BSE, MCX, and CDSL. With a team of 250+ authorized partners, AC Agarwal is committed to building growth and wealth creation at a national level.
Role...
...with the Form filings at the MCA.· Knowledge of regulatory filings with the Stock Exchanges and dealing with the Stock Exchanges, NSDL & CDSL.· Should have very good drafting skills and should have experience in preparing the agenda and minutes of the Board / Committee...
Rs 10 - 20 lakhs p.a.
...regulatory compliance in a stock broking business and regulatory audit- assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.
Manage all operational processes as per regulatory framework to ensure exchange compliance.
Facilitate preparation &...
...experience in the capital markets. The company holds memberships of major stock exchanges and depositories such as NSE, BSE, MCX, and CDSL.
Our team of 250+ authorized partners is instrumental in creating a growth-oriented ecosystem and wealth creation. We offer numerous...
Rs 20 - 25 lakhs p.a.
...Finance from good institute
10 - 15 years of Experience in stock broking operations
Knowledge of back office software like LD and CDSL
Well verse with DKYC process and other broking norms
Vendor management,account opening, payin payout stock and funds, DP account,...
...seeking a Digital Manager. The company holds memberships of top stock exchanges and depositories in India, including NSE, BSE, MCX, and CDSL. We value our team and offer countless opportunities for growth and career advancement.
Role Description
This is a full-time on...
...regulatory compliance in a stock broking business and regulatory audit- assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.
~Manage all operational processes as per regulatory framework to ensure exchange compliance.
~Facilitate preparation &...
Rs 10 - 14 lakhs p.a.
.... (From CBI, Income Tax Authority, Anti-Corruption Bureau, Crime Branch)
Handling Regulatory Complaints (NSE, BSE, GOVT., SEBI NSDL, CDSL)
Representing company before IGRP/IGRC
Liaison with Regulators for resolution of complaint
Ensure timely reporting of Regulatory...
...filings with RBI, ROC/MCA, RBI and/or any other applicable regulator.
Co-ordinating with regulatory bodies including ROC, MCA, NSDL, CDSL etc.
Preparing/drafting, implementing and ensuring compliance of various policies, SOP’s, checklists and governance practices;
...
