Average salary: Rs270,000 /yearly
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- ...processes ensuring compliance with KYC norms, PMLA/AML guidelines, and UCC (Unique Client Code) creation/updating requirements on KRA, CDSL, and NSDL systems. Conduct periodic reviews of client KYC data and ensure timely re-KYC for existing clients. Monitor and strengthen...Suggested
- ...advantage) MIS preparation, preparation of PPTs, Excel charts and problem solving skills Correspondence with ROC, Stock Exchange, NSDL/CDSL, SEBI and other authorities Handling of Statutory and Secretarial Audit related work Advising implication and way forward of...Suggested
- ...records - both soft and physical formats - Archival of statutory and compliance documents - Visits to authorities such as RBI, MCA, ROC, CDSL, NSDL, and banks - Opening and maintenance of demat accounts - Preparation of board and committee meeting minutes - Drafting of...SuggestedInternship
Rs 6 - 7 lakhs p.a.
...Broking powered by the corporate membership of NSE, BSE, MCX, NCDEX, MCX-SX, USE and ICEX. -Depository Services with a membership of CDSL and NSDL.-Category I Merchant Banking Services registered with SEBI.-Non-Banking Financial Institutional Services registered with RBI....SuggestedFull timeWork at office- ...investment and trading platform, ORCA. Accessible via both web and mobile devices, Enrich Money holds membership with MCX, NSE, BSE, and CDSL. Our primary objective is to streamline Multi-Asset investments and bridge market gaps by offering an empowered platform that caters to...SuggestedFull timeWork at officeImmediate start
- ...and regulatory guidelines issued by financial regulators (e.g., RBI, SEBI, IRDA, FIMMDA, FEDAI) and other relevant authorities (eg NSDL, CDSL). Ensure that all new regulations are disseminated and assigned to the respective département heads in Operations for further...SuggestedFull timeLocal area
Rs 5 - 9.5 lakhs p.a.
...Key Responsibilities Handle end-to-end demat operations including coordination with NSDL and CDSL platforms Ensure timely compliance with company secretarial requirements and regulatory filings Work extensively on MCA21 portal, RBI FIRMS Portal, and other statutory...Suggested- ...to the regulator ABML is also subject to close monitoring and inspection through various agencies like NSE / BSE / NCDX / MCX / NSDL / CDSL etc. ABML also operates in a highly competitive market mainly in fragmented industry with ABML competition from major National Broking...SuggestedLong term contractTemporary workLocal areaDay shift
- ...yearly/ Annual compliances of the AIF, Stock Broking, Depository Participant towards regulators including SEBI, IFSCA, Stock Exchanges, CDSL, MCA, Custodian, Fund Accountant, Tax Consultant and Auditors and Investors (Compliance Calendar of Stock Exchanges can be referred to...Suggested
- ...Broking firm established in 1997. It is a Member of various Stock Exchanges, namely, BSE, NSE, MSE, MCX and a Depository Participant with CDSL. It is also a SEBI-registered Research Analyst Entity. The ideal candidate must have extensive experience in executing trades for...Suggested
- ...over 100 offices and 30,000+ clients nationwide, GEPL provides exceptional financial solutions. We are members of BSE, NSE, MCX, NCDEX, CDSL, WDM, and the Insurance sectors, offering unmatched growth opportunities in a supportive work environment. Website: Job...Suggested
- ...Description: We are looking for a Manager – DP Operations to oversee and manage depository-related activities in compliance with SEBI, NSDL/CDSL, and stock exchange regulations. The ideal candidate should have hands-on experience in DP operations, compliance, securities...SuggestedFull time
Rs 15 - 20 lakhs p.a.
...consider essential for this role: Work Experience: Minimum 2 years of relevant experience with a SEBI-registered RTA (with both NSDL & CDSL), including compliance and share transfer operations. Current experience with a registered RTA is mandatory. NISM Certification (...Suggested40 hours per weekFull timeWork at officeRemote jobWorldwideFlexible hoursNight shift1 day week- ...Custodian under SEBI (Custodian of Securities & Goods) Regulations 1996 and is also a registered Depository Participant on both NSDL and CDSL. Axis Bank offers custodial services to various client categories like AIF, PMS, FDI, FPI, FVCI, Corporate Bodies, MF, Insurance...Suggested
- ...regulatory filings such as net worth certificates, SERF, MPR, and capital adequacy reports. Handle inspections and audits by SEBI, NSE, BSE, CDSL, IFSCA, and NSE IX. Ensure PSP compliance on settlement timelines and capital adequacy. Financial Reporting & Audits Prepare...SuggestedInterim role
- ...shareholder complaints and answer them c. Processing and payment of dividend. d. Downloading demat share transfer details from NSDL and CDSL 2. Time based Statutory Compliance a. To intimate buying and selling of shares by the promoters/ designated persons to the stock...
- ...markets. Ashika Stock Services Ltd. is a SEBI-registered stockbroker and member of NSE, BSE, MCX, NCDEX, and MSEI, and registered with CDSL and NSDL as a depository participant, a SEBI-registered Research Analyst, and an AMFI-certified mutual fund distributor. The Group offers...Work at office
- ...request received through easiest 7.Various batch export fromDPBack office and upload on CDAS 8.Physical DIS scanning and upload in CDSL system 9. Checking of Daily DIS DPU4 report for DIS pending to upload on daily basis 10. Monthly One Transaction file upload in Easeist...Work at office
- ...regulations in India. Manage all tasks relating to Securities and their dematerialisation, transfer and transmission and deal with CDSL/NSDL and Registrar and Transfer Agent. DRAFTING, DOCUMENTATION, AND COLLABORATION Drafting of various letters, minutes, notices, directors...Work at officeImmediate start
- ...Securities Lending & Borrowing Scheme Self Clearing Member Clearing Member Research Analyst Services Depository Participant - CDSL & NSDL Mutual Fund & IPO Marketing We serve over +1,00,000 varied investor ---s across 600 locations in over 20 states in India through...Full timeImmediate start
Rs 28 per hour
...and accurate periodic reporting as a SEBI registered Stock Broker and Depository Participant to regulating authorities including SEBI, CDSL, NSDL, NSE, BSE, and ICCL. ○ Oversee periodic reporting as a PFRDA registered Point of Presence for NPS to the PFRDA. ○ Proactively...Full time- ...Experience 2 years of experience in capital markets within a SEBI-regulated intermediary such as Stock Broker, Depository Participant (NSDL/CDSL), PMS, AIF, Investment Adviser, Research Analyst, Stock Exchange, Clearing Corporation, or a SEBI-registered compliance consulting firm...Remote jobImmediate start
Rs 5 - 9.5 lakhs p.a.
...companies. Ensure CSR payments and related filings are completed. Coordinate with statutory bodies such as RoC, MCA, BSE, NSE, NSDL, CDSL, and RTA. Manage secretarial audits, certification of compliance reports, and submission of disclosures to the Board. Listing...Contract work- ...and related documentation Maintaining indexed records and archiving statutory documents Liaising with authorities (RBI, MCA, ROC, CDSL, NSDL, banks) Opening and maintaining demat accounts Drafting notices, agendas, and meeting minutes Maintaining statutory...Traineeship
- ...workflows and identify automation opportunities. .Support system enhancements in: oCore Banking Systems oDepository platforms (NSDL/CDSL interfaces) oAPI integrations with trading platforms .Perform impact analysis for change requests. Why join Genpact .Lead AI...
Rs 5 - 9.5 lakhs p.a.
...adherence to regulatory and statutory compliance under the Companies Act and related laws Handle demat operations efficiently on NSDL/CDSL platforms Manage filings and compliance through MCA21 portal and RBI FIRMS Portal Draft, review, and maintain legal and...- ...yearly/ Annual compliances of the AIF, Stock Broking, Depository Participant towards regulators including SEBI, IFSCA, Stock Exchanges, CDSL, MCA,Custodian, Fund Accountant, Tax Consultant and Auditors and Investors (Compliance Calendar of Stock Exchanges can be referred to...
- ...Securities Lending & Borrowing Scheme Self Clearing Member Clearing Member Research Analyst Services Depository Participant - CDSL & NSDL Mutual Fund & IPO Marketing We serve over +1,00,000 varied investor ---s across 600 locations in over 20 states in India through...Full timeImmediate start
- ...stockbroker and a member of all Indian exchanges—NSE, BSE, MCX, NCDEX, and MSEI. We are also a registered depository participant with CDSL and NSDL, a SEBI-recognised Research Analyst, and an AMFI-certified mutual fund distributor. Headquartered in Kolkata with a strong presence...Internship
Rs 3.5 - 12 lakhs p.a.
...corporate actions or securities operations ~ Strong understanding of equity and fixed income corporate action events ~ Good knowledge of market practices, settlement cycles, and depositories (NSDL, CDSL, DTC, Euroclear) ~ Strong analytical and communication skills...
