Average salary: Rs270,000 /yearly
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Rs 3 - 6 lakhs p.a.
...The Compliance Executive/Officer will be responsible for ensuring adherence to all regulatory guidelines issued by SEBI, BSE, NSE, MCX, CDSL, and other applicable authorities. The role involves managing audits, handling inspections, preparing compliance reports, regulatory...SuggestedFull timeRs 1.5 - 2.4 lakhs p.a.
...stockbroker and a member of all Indian exchanges—NSE, BSE, MCX, NCDEX, and MSEI. We are also a registered depository participant with CDSL and NSDL, a SEBI-recognized Research Analyst, and an AMFI certified mutual fund distributor. Headquartered in Kolkata with a strong presence...SuggestedFull timeImmediate start- ...applications (preferably TCS).- Handle production issues, perform RCA, and ensure timely resolution.- Work on depository systems (NSDL/CDSL) and digital account opening processes.- Execute Oracle SQL queries for troubleshooting and data validation.- Perform Linux-based operations...SuggestedFull time
Rs 6 - 7 lakhs p.a.
...Broking powered by the corporate membership of NSE, BSE, MCX, NCDEX, MCX-SX, USE and ICEX. -Depository Services with a membership of CDSL and NSDL.-Category I Merchant Banking Services registered with SEBI.-Non-Banking Financial Institutional Services registered with RBI....SuggestedFull timeWork at officeRs 6 lakh p.a.
...Co. Commotrade Limited. ➢ Submission of Internal audit and Concurrent ➢ , and advise the company regarding compliance audit report to CDSL. ➢ Updating of Dealers NISM certificate before expiry in All Exchanges. ➢ Gathering and analyzing data, performing computations, and...SuggestedFull timeRs 6 - 8 lakhs p.a.
...and accurate periodic reporting as a SEBI registered Stock Broker and Depository Participant to regulating authorities including SEBI, CDSL, NSDL, NSE, BSE, and ICCL. ○ Oversee periodic reporting as a PFRDA registered Point of Presence for NPS to the PFRDA. ○ Proactively...SuggestedFull timeRs 6 - 8.75 lakhs p.a.
...Manage company compliance frameworks. 2. File regulatory documentation with SEBI. 3. Submit weekly and monthly reports to NSDL and CDSL. 4. Execute routine compliance filings with BSE. 5. Conduct comprehensive monthly and quarterly reviews. Skill(s) required English...SuggestedImmediate start- ...regulations in India. Manage all tasks relating to Securities and their dematerialisation, transfer and transmission and deal with CDSL/NSDL and Registrar and Transfer Agent. DRAFTING, DOCUMENTATION, AND COLLABORATION Drafting of various letters, minutes, notices, directors...SuggestedWork at officeImmediate start
Rs 35 - 40 lakhs p.a.
...Financial Markets • SEBI registered Category I Merchant Banker • Association & Membership of NSE, BSE, BSE WDM, MCX, NCDEX, MCX-SX, CDSL • Access to Majority International Exchanges • Pan India Presence (Headquartered in Ahmedabad and Branch Offices in 8 Cities) • Team...SuggestedFull timeRs 8 - 10 lakhs p.a.
.... Assist in monitoring trading window closures, pre-clearance processes, and insider compliance. 3. Depository Compliance (NSDL / CDSL) Coordinate with RTA and depositories for: o Reconciliation of share capital o Corporate action processing o Record updates and investor...SuggestedFull timeRs 2 - 3.5 lakhs p.a.
...stockbroker and a member of all Indian exchanges—NSE, BSE, MCX, NCDEX, and MSEI. We are also a registered depository participant with CDSL and NSDL, a SEBI-recognised Research Analyst, and an AMFI-certified mutual fund distributor. Headquartered in Kolkata with a strong presence...SuggestedFull timeRs 6 - 7 lakhs p.a.
...issues impacting order placement or risk management Compliance & Security Ensure IT systems comply with SEBI, NSE, BSE, NSDL, and CDSL regulations Lead periodic audits (IT, Cybersecurity, Exchange inspections) and documentation Implement cybersecurity protocols...SuggestedFull time