Average salary: Rs270,000 /yearly
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Rs 2 - 5.5 lakhs p.a.
...based internal audits for stock broking, DP operations, trading, and client onboarding Ensure compliance with SEBI, NSE, BSE, NSDL, and CDSL capital market regulations Prepare and review comprehensive audit documentation including RCMs, reports, and flowcharts Identify...SuggestedPhonePe
Bangalore18 days ago- ...Intimating regarding the exercise of stock options / RSUs to the payroll team. Preparing papers for corporate actions on NSDL and CDSL and executing the same for ESOS- 2013,2018 and 2022 scheme, Listing of such ESOPS on BSE and NSE and executing the same Updating the...Suggested
Aditya Birla Group
India2 days ago - ...stakeholder management skills Preferred (Good To Have) Experience with KYC systems, onboarding platforms, and CRM tools Exposure to CDSL/NSDL processes and demat account opening NISM certification or relevant compliance certifications Key Competencies Strong...Suggested
Pocketful
Delhi7 days ago Rs 2.3 - 4 lakhs p.a.
...industry. With a nationwide network of over 100 offices serving over 30,000 clients across India, GEPL is a member of BSE, NSE, MCX, NCDEX, CDSL, WDM, and the Insurance sectors. GEPL believes in nurturing talent and possesses industry experts to drive its vision, offering...SuggestedImmediate start- ...Broking firm established in 1997. It is a Member of various Stock Exchanges, namely, BSE, NSE, MSE, MCX and a Depository Participant with CDSL. It is also a SEBI-registered Research Analyst Entity. The ideal candidate must have extensive experience in executing trades for...Suggested
Permanent Solution
Mumbaia month ago - ...Custodian under SEBI (Custodian of Securities & Goods) Regulations 1996 and is also a registered Depository Participant on both NSDL and CDSL. Axis Bank offers custodial services to various client categories like AIF, PMS, FDI, FPI, FVCI, Corporate Bodies, MF, Insurance...Suggested
Axis Bank
Mumbai2 days ago - ...to the regulator ABML is also subject to close monitoring and inspection through various agencies like NSE / BSE / NCDX / MCX / NSDL / CDSL etc. ABML also operates in a highly competitive market mainly in fragmented industry with ABML competition from major National Broking...SuggestedLong term contractTemporary workLocal areaDay shift
Aditya Birla Group
Mumbai2 days ago - ..., Currency, and Commodity, alongside depository participant services. RBL is a member of NSE, BSE, and MSEI and partners with NSDL and CDSL as a depository participant. Additionally, it offers specialized services such as TIN facilitation, PAN assistance, Aadhaar enrolment,...SuggestedFull time
religare broking ltd
Lucknow3 days ago - ...yearly/ Annual compliances of the AIF, Stock Broking, Depository Participant towards regulators including SEBI, IFSCA, Stock Exchanges, CDSL, MCA, Custodian, Fund Accountant, Tax Consultant and Auditors and Investors (Compliance Calendar of Stock Exchanges can be referred to...Suggested
pluswealth capital management llp
Noida13 days ago - ...to the regulator ABML is also subject to close monitoring and inspection through various agencies like NSE / BSE / NCDX / MCX / NSDL / CDSL etc. ABML also operates in a highly competitive market mainly in fragmented industry with ABML competition from major National Broking...SuggestedLocal area
Aditya Birla Group
Chennai2 days ago - ...both soft and physical formats * - Archival of statutory and compliance documents * - Visits to authorities such as RBI, MCA, ROC, CDSL, NSDL, and banks * - Opening and maintenance of demat accounts * - Preparation of board and committee meeting minutes * - Drafting...SuggestedInternship
Rs 6 - 7 lakhs p.a.
...Broking powered by the corporate membership of NSE, BSE, MCX, NCDEX, MCX-SX, USE and ICEX. -Depository Services with a membership of CDSL and NSDL.-Category I Merchant Banking Services registered with SEBI.-Non-Banking Financial Institutional Services registered with RBI....SuggestedFull timeWork at officeRs 4.8 lakh p.a.
...Co. Commotrade Limited. ➢ Submission of Internal audit and Concurrent ➢ , and advise the company regarding compliance audit report to CDSL. ➢ Updating of Dealers NISM certificate before expiry in All Exchanges. ➢ Gathering and analyzing data, performing computations, and...SuggestedFull timeRs 5 - 9.5 lakhs p.a.
...Key Responsibilities Handle end-to-end demat operations including coordination with NSDL and CDSL platforms Ensure timely compliance with company secretarial requirements and regulatory filings Work extensively on MCA21 portal, RBI FIRMS Portal, and other statutory...SuggestedAve Promagne
Gurgaona month ago- ...investment and trading platform, ORCA. Accessible via both web and mobile devices, Enrich Money holds membership with MCX, NSE, BSE, and CDSL. Our primary objective is to streamline Multi-Asset investments and bridge market gaps by offering an empowered platform that caters to...SuggestedFull timeWork at officeImmediate start
enrich money
Chennai7 days ago - ...to the regulator ABML is also subject to close monitoring and inspection through various agencies like NSE / BSE / NCDX / MCX / NSDL / CDSL etc. ABML also operates in a highly competitive market mainly in fragmented industry with ABML competition from major National Broking...Work at officeLocal areaShift work
Aditya Birla Group
Chennai2 days ago - ...Skills & Competencies: In-depth understanding of RBI regulatory framework for NBFCs and LAS guidelines. Familiarity with SEBI, NSDL/CDSL depository operations, and securities-based lending compliance norms. Strong analytical and interpretation skills for reviewing...
Michael Page
India2 days ago - ...and regulatory guidelines issued by financial regulators (e.g., RBI, SEBI, IRDA, FIMMDA, FEDAI) and other relevant authorities (eg NSDL, CDSL). Ensure that all new regulations are disseminated and assigned to the respective département heads in Operations for further...Full timeLocal area
Dbs Bank
Mumbai3 days ago - ...Reconciliation Ensure timely settlement of trades as per T+1 norms. Coordinate with custodians, clearing members, and depositories (NSDL/CDSL) for smooth settlement. Perform daily reconciliation of client trades, funds, and securities. Monitor pay-in/pay-out activities...Full time
jainam share consultants pvt ltd.
Borivali2 days ago - ...Experience ~6-7 years of experience in broking or capital markets back-office operations. ~ Strong expertise in depository operations (NSDL/CDSL or equivalent platforms). ~ Must have NISM certification series VI: Depository Operations Certification Examination (DOCE). ~...Full timeHybrid workWork at officeShift work
- ...money changing activities. Knowledge of FEDAI Circulars and Rules Knowledge of rules / regulations issued by SEBI, NSE, BSE, NSDL, CDSL, etc. would be an added advantage Sound knowledge of the overall banking environment Must have worked on overall regulatory...Full time
Dbs Bank
Mumbai2 days ago - ...regulatory filings such as net worth certificates, SERF, MPR, and capital adequacy reports. Handle inspections and audits by SEBI, NSE, BSE, CDSL, IFSCA, and NSE IX. Ensure PSP compliance on settlement timelines and capital adequacy. Financial Reporting & Audits Prepare...Interim role
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Gurgaon2 days ago - ...request received through easiest 7.Various batch export fromDPBack office and upload on CDAS 8.Physical DIS scanning and upload in CDSL system 9. Checking of Daily DIS DPU4 report for DIS pending to upload on daily basis 10. Monthly One Transaction file upload in Easeist...Work at office
One 97
Bangalore17 days ago - ...shareholder complaints and answer them c. Processing and payment of dividend. d. Downloading demat share transfer details from NSDL and CDSL 2. Time based Statutory Compliance a. To intimate buying and selling of shares by the promoters/ designated persons to the stock...
mangalam placement pvt ltd.
Mumbai5 days ago Rs 2 - 5 lakhs p.a.
...regulations in India. Manage all tasks relating to Securities and their dematerialisation, transfer and transmission and deal with CDSL/NSDL and Registrar and Transfer Agent. Drafting, documentation and Collaboration Drafting of various letters, minutes, notices, directors...Work at officeErnst and young LLP
Chennai26 days ago- ...addition to the regulator ABM is also subject to close monitoring and inspection through various agencies like NSE / BSE / NCDX / MCX/ NSDL / CDSL etc. ABM also operates in a highly competitive market mainly in fragmented industry with ABML competition from major National...Full timeLocal area
- ...grievance redressal in line with SEBI timelines SCORES platform and Exchange mandates Depository & DP Operations Manage DP operations (CDSL/NSDL); oversee DP-related compliance filings inspections and DP interface automation Coordinate pledge unpledge and off-market...Permanent employmentFull timeFlexible hours
- ...Preparing Annual Report Overseeing Shareholder services Representing Company and interacting with Stock Exchanges/ SEBI/MCA/ROC/NSDL/CDSL Interacting with Board Internal departments various auditors for smooth functioning of Secretarial department Maintaining...Full timeRelocation packageLocal area
- ...Securities Lending & Borrowing Scheme Self Clearing Member Clearing Member Research Analyst Services Depository Participant - CDSL & NSDL Mutual Fund & IPO Marketing We serve over +1,00,000 varied investor ---s across 600 locations in over 20 states in India through...Full timeImmediate start
Rs 2 - 4 lakhs p.a.
...candidate will possess a strong understanding of Depository Participant operations , adherence to SEBI and Depository guidelines (NSDL/CDSL) , knowledge of DP regulations , and practical experience in Internal Audit processes related to depositories. Key...Acme Services
Nagpura month ago
