AML/KYC Compliance Officer
sks enterpprises - human resource planning and management
Position Name - Legal and Compliance Officer-AIF Location - Gift City, Gandhinagar
Experience Range - 4-8 yrs
Mandatory Requirement:
~ Ensure end-to-end compliance with IFSC regulations , corporate laws, and other regulatory frameworks
Job Roles and Responsibilities:
Ensure full compliance with all regulatory requirements under SEBI and/or IFSCA jurisdictions.
Supervise investor onboarding, KYC/AML checks, due diligence of portfolio companies, and reporting.
Monitor, interpret, and implement regulatory changes in internal policies and procedures.
Coordinate with trustees, auditors, valuers, fund administrators , and other stakeholders.
Track and maintain compliance with SEBI AIF / IFSCA FME regulations , PMLA / AML-CFT rules , cybersecurity , and data protection norms .
Maintain and update compliance manuals, policies, checklists, and calendars for all entities.
Escalate material compliance risks or breaches to senior management and support remediation.
Oversee KYC/CDD for investors and portfolio companies, conduct PEP/sanctions screening , and file STRs/CTRs with FIU-IND as required.
Prepare and file regulatory reports.
Coordinate and support regulatory audits, inspections, and investor reporting , ensuring timely and accurate submissions.
Qualification and Experience:
Bachelor's degree in Law, Finance, Commerce, or a related discipline
- Professional credentials desirable (CA / CS / CFA / MBA / relevant certification)
- Prior experience (typically 3 years) in compliance / regulatory roles in funds, asset management, private equity, banking or financial services
- Familiarity with SEBI AIF regulations, IFSCA FME regulations, PMLA / AML-CFT rules, beneficial-ownership norms, sanctions / PEP screening, cyber-resilience requirements
- Strong analytical and documentation skills; ability to interpret and operationalize legal/regulatory requirements
- Effective verbal and written communication skills; ability to present and liaise with senior management and external stakeholders
- High level of integrity, confidentiality, and ethical standards
- Experience in investor onboarding, due diligence, background verification
- Knowledge of international AML / sanctions frameworks
Vacancy posted 3 days ago
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