Compliance Monitoring and Testing Associate

Key Responsibilities:

Assist in the development, documentation, and testing of internal controls related to financial reporting in accordance with SOX requirements.

Conduct risk assessments and identify control gaps within business processes.

Coordinate and support SOX audit activities, including control testing and remediation efforts.

Collaborate with finance, IT, and business teams to implement corrective actions for control deficiencies.

Prepare clear and concise reports on SOX compliance status, audit findings, and remediation progress.

Maintain up-to-date knowledge of SOX regulations and industry best practices.

Support external and internal auditors during SOX audits.

Facilitate training sessions to increase awareness of SOX controls and compliance requirements.

Qualifications and Requirements:

• Bachelor's degree in Accounting, Finance, Business Administration, or related field.
• 2+ years of experience in SOX compliance, internal audit, or financial controls.
• Strong understanding of SOX 404 requirements and internal control frameworks (e.g., COSO).
• Experience with control testing, documentation, and remediation processes.
• Familiarity with IT general controls (ITGC) and application controls is a plus.
• Excellent analytical, organizational, and communication skills.
• Proficiency in Microsoft Office Suite and compliance management software.

Desirable Skills and Certifications:

Certifications such as Certified Internal Auditor (CIA) , Certified Public Accountant (CPA) , or Certified Information Systems Auditor (CISA) .

Experience with ERP systems (e.g., SAP, Oracle) and control monitoring tools.

Knowledge of regulatory environments and financial reporting standards (GAAP, IFRS).

Ability to work collaboratively across departments and with external auditors.