Business Compliance Associate
Rs 2 - 5 lakhs p.a.Dws Investment
Regulatory Reporting is responsible for establishing and maintaining control frameworks designed to manage regulatory monitoring, surveillance, compliance, transaction monitoring, and screening. As a Regulatory Reporting team member, you will be responsible for managing daily reporting tasks and remediation activities.
Your Key Responsibilities
Participate in change and BAU activities
Perform daily reviews of exceptions within the SLAs
Ensure accurate investigation and timely escalations
Identify opportunities to create efficiency in the current process
Liaise with internal stakeholders for issue resolutions
Participate in new system implementation and projects
Review and update KOPs, SOPs, etc.
Keep track and maintain issue Jiras
Prepare daily, weekly, and monthly MI
Your Skills and Experience
Understanding of Transaction Reporting, Post Trade Reporting, and Regulatory Reporting framework
Knowledge of Non-Financial Regulations, with EMIR Refit & MiFID as a priority
Knowledge of Jira application
Knowledge of Derivatives products
Business Intelligence skills (good to have): Alteryx, Tableau, SQL, etc.
Awareness and understanding of market operations, financial institutions, operational errors, and risks
Must exhibit strong partnership skills
Team player, highly motivated, problem solver
Inquisitive and analytical
Strong communication skills
Bachelor's degree
Vacancy posted a month ago
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