Search Results: 2,985 vacancies
...respective function(s). Develop and implement an effective legal compliance program.
Establish and implement necessary process controls... ...level of certainty with LIVE action plan(s).
Evaluate and assess Risks and Opportunities related to compliances and establish LIVE...
...Job Title: COMPLIANCE OFFICER
Responsibilities
Monitoring compliance related developments and rule changes and advising executive management... ...Arbitration and Legal Matters PMLA Compliance Looking after the risk management of BROKING businesses.
Preparation of daily/weekly...
...an experienced and strategic leader to fill the role of Head of Compliance. In this pivotal position, the successful candidate will be responsible... ...regulations and other relevant authorities.
• Conduct regular risk assessments to identify potential compliance issues and...
...Job Summary
As a Risk Management Officer for a stock broking firm, your primary responsibility is to identify, assess, and manage... ...implementing risk management tools and technologies.
Ensure compliance with regulations: You will need to stay up-to-date with relevant...
Rs 6 - 8 lakhs p.a.
...Job Role:
Candidate is overall responsible for PMLA (Prevention of Money Laundering Act, 2002) and Surveillance
related compliance. He has also looked after client onboarding and post boarding activities which includes STR
Filing and Review STR alerts. He also needs...
...communicate and advance faster than ever.
JR52110 Procurement Compliance Analyst
Micron's vision is to transform how the world uses... ...chain resiliency through cutting-edge predictive capabilities, risk analysis and a focus on sustainability and diversity. Our...
Rs 6 - 10 lakhs p.a.
...Position Overview: We are looking for an experienced HR Compliance Manager to oversee all aspects of HR compliance within our organization... ...software), management, and legal counsel to identify compliance risks and develop strategies to mitigate them.
Responsibilities:...
Risk & Surveillance n allocation of Limits in Live market.
Squaring off Stock of the client as per the RMS Policy.
Making Daily Reports, for Management and other Relevant Departments
Daily RMS Report.
Should have knowledge of equity / currency and commodity market...
...exist and What is it expected to accomplish)
Responsible for risk control, reporting and monitoring of Market & Liquidity risk of... ...Ensure adherence to various market & liquidity risk metrics and compliance with internal and regulatory guidelines
Coordinate with different...
The Senior Compliance Executive will be responsible for managing all aspects of executive income tax and GST compliance for the company. This... ....
Integrity.
Hunger to learn.
Resilience.
Risk Awareness.
Attention to Detail.
Hardworking.
Adaptability...
...Roles and Responsibilities:
Initial and maintenance compliance
Chasing documents, verifying, and uploading
Signing off file as per client guideline
Key Skills:
Fresher or Experience with Compliance for 6 to 12 Months
Should have knowledge of Compliance...
Responsibilities
Assist clients in the recovery of old/lost/forgotten investments
Assist clients in the recovery of shares and dividends from the investor Education Protection Fund.
Following the procedure and filling requisite forms to Investor Education Protection...
...Experience - 5-6 Years
Qualification –Any Graduate
Location - Dahej, Gujarat
Key Responsibilities
Job Description
in legal compliances of manufacturing industry.
that all processes & procedures of company comply with Government rules & regulations.
time guide...
A leading investment advisory firm based in Mumbai is urgently hiring for AIF /PMS Compliance
Location - Giftcity
Job Description
Aif pms compliance
Tax and regulatory matters
Reviewing documents from tax and legal perspective
On going regulatory and compliance...
...of saving and sustaining livesâ€'where your purpose accelerates our mission.
To perform internal quality audits to ensure the compliance to all systems and procedures and ultimately build the quality focused and ensure appropriate CAPA is placed.
To ensure that system...
...strong understanding of Accounting Standards, principles and practices. The ideal candidate will be responsible for all the statutory compliance and reconciliations. His/her functional area includes.
Educational Qualification: Fresher CA
Key Responsibilities:
·...
...Prudent Corporate is urgently hiring for the role of Compliance Executive.
Location: Ahmedabad
Job Description:
Dissemination of relevant circulars & notifications issued by regulators daily to respective departments and to track Actionable, circulars/Notifications...
...job title: Compliance Officer- Stock Broking Company
Job Description
We are seeking a highly qualified Compliance Officer for a reputed... ...knowledge of SEBI regulations and have experience managing risk and compliance for financial services firms. The candidate must...
...Job Title: International Tax Compliance Manager
About the firm:
Citrin Cooperman is one of the largest accounting and consulting firms in the United States, and 4th among mid-Atlantic firms, with over 2,500 employees in 22 U.S. and International offices. This year,...
...Domain: Finance Position: Chief Compliance Officer
Location: GIFT City (Ahmedabad)
Work type: Full-time
Qualification: CA
Experience... ....
Internal controls to ensure necessary checks and balances, risk management, and safeguarding assets of the company.
HR...
