Average salary: Rs593,165 /yearly
More statsSearch Results: 20 vacancies
...necessary filings with RBI, ROC/MCA, RBI and/or any other applicable regulator.
Co-ordinating with regulatory bodies including ROC, MCA, NSDL, CDSL etc.
Preparing/drafting, implementing and ensuring compliance of various policies, SOP’s, checklists and governance practices...
Rs 6 - 8 lakhs p.a.
...executives. Candidate from Indian financial
broking industry and has experience in Indian compliance / PMLA process of BSE, NSE, CDSL and NSDL.
Job Description:
Overall handling of PMLA and Surveillance (BSE, NSE CDSL & NSDL) related compliances.
Review of STR Alerts...
...regular basis dealing with various government authorities like ROC / MCA / SEBI / CLB ETC. Also
dealing with authorities like NSE / BSE / NSDL / CDSL etc. Also dealing/ coordinating with KFin
Technologies Private Limited, Registrar and Share Transer Agent (RTA) of the...
Rs 4.8 - 5 lakhs p.a.
...KEY RESPONSIBILITIES:
COMPLIANCES:
Responsible for compliances and coordination of with MCA, NSE, BSE, ROC, SEBI, CDSL, NSDL and Incorporation of Overseas Companies.
Responsible for compliances of SEBI & Company Law Regulations
Responsible for Quarterly and Annual...
...Abreast with the Form filings at the MCA.· Knowledge of regulatory filings with the Stock Exchanges and dealing with the Stock Exchanges, NSDL & CDSL.· Should have very good drafting skills and should have experience in preparing the agenda and minutes of the Board / Committee...
...periodical compliances
Filing of Form FC-GPR, FC-TRS including downstream reporting and FLA reporting under FEMA.
Coordination with RTA, NSDL and CDSL for various corporate action including payment of stamp duty on transactions
Incorporation of private limited companies and...
...regulators like SEBI, RBI and issued by stock exchanges like NSE, BSE & MCX. Also, shall be aware of circular and regulation issued by NSDL
Document Preparation/Submission with exchange for any change at Member end and Follow-ups with the exchanges to obtain the necessary...
Rs 10 - 12 lakhs p.a.
...including Compliance Officer approval for trade, Stock
Exchange filings, Reporting of violations and Updation of Designated Persons List on NSDL
6. Undertaking research work and developing SOPs for critical tasks
7. Maintain statutory books, including registers of members and...
...in Gati: Coordinate and facilitate custom matching of raw materials through Gati, ensuring timely and accurate customs clearance.
3. NSDL Entry: Handle NSDL (National Securities Depository Limited) entries for export-import transactions.
4. Export Parcel Deposit in DGDC:...
...Immediate Joiner
Primary Responsibilities
Equity Trade Settlements for India Market
Knowledge of Depository System is a must - NSDL
Collateral/ Margins Management
Coordinate with Risk/ Client Relationship teams
Accounting Knowledge up to balance sheet...
...Securities Lending & Borrowing Scheme
Self Clearing Member
Clearing Member
Research Analyst Services
Depository Participant - CDSL & NSDL
Mutual Fund & IPO Marketing
We serve over +1,00,000 varied investor ---s across 600 locations in over 20 states in India through our...
Rs 10 - 12 lakhs p.a.
...of Board of Directors and its committees.
- To coordinate and co-orperate with our RTA, Auditors, various departments, BSE &
NSE, NSDL & CDSL, etc.
- To monitor and ensure compliances of various other unlisted public and private
companies.
- To deal with various...
...Customer Service, Compliance and Corporate Security are adhered too.
Ensure total Compliance of all audit guidelines set by External (RBI, NSDL) and Internal OR Auditors.
Error Free Processing of transactions with in specified SLA’s.
Ensure laid down processes are being...
...Location: Mumbai
Responsibilities
Equity Trade Settlements for India Market
Knowledge of Depository System is a must - NSDL
Collateral/ Margins Management
Coordinate with Risk/ Client Relationship teams
Accounting Knowledge up to balance sheet preparation...
...includes designing forms; activating online platforms for fresh purchase and communication to the investors/ brokers.
Liaison with CDSL/NSDL for listing new and roll-over schemes on the BSE/ NSE platform.
Working on reports which needs to be shared with compliance to...
Rs 10 - 14 lakhs p.a.
...the same. (From CBI, Income Tax Authority, Anti-Corruption Bureau, Crime Branch)
Handling Regulatory Complaints (NSE, BSE, GOVT., SEBI NSDL, CDSL)
Representing company before IGRP/IGRC
Liaison with Regulators for resolution of complaint
Ensure timely reporting of...
...of various clients on daily basis in the software
Prepare remittance certificates for FPI clients
Monthly and annual checking of NSDL statement for FPI clients.
Preparing return of income along with computation of income basis of preparation and notes to computation...
...Direct Responsibilities
NSDL and CDSL related activities.
Audit Handling.
KRA CKYC and UCC
Contributing Responsibilities
Technical & Behavioral Competencies
Specific Qualifications (if required)
Graduate
Skills Referential...
...Software: SAP background is preferable. Person should have work on ERP platform
Govt Potal : Hands on experience on SEZ online NSDL , Icegsate & DGFT portal related works
Job Responsibilities :
~Hands on Knowledge of FTP with Advance and EPCG license application...
...Partners & their staff training on Investments Trading companys online trading platform.
Coordinating events for Business partners with NSE/NSDL/CDSL/AMCs
Liasoning with other departments to quickly resolve HNI client queries.
Broking,sub-brokers,Revenue generation...
