Search Results: 3 vacancies
...regulators like SEBI, RBI and issued by stock exchanges like NSE, BSE & MCX. Also, shall be aware of circular and regulation issued by NSDL
Document Preparation/Submission with exchange for any change at Member end and Follow-ups with the exchanges to obtain the necessary...
...necessary filings with RBI, ROC/MCA, RBI and/or any other applicable regulator.
Co-ordinating with regulatory bodies including ROC, MCA, NSDL, CDSL etc.
Preparing/drafting, implementing and ensuring compliance of various policies, SOP’s, checklists and governance practices...
...Customer Service, Compliance and Corporate Security are adhered too.
Ensure total Compliance of all audit guidelines set by External (RBI, NSDL) and Internal OR Auditors.
Error Free Processing of transactions with in specified SLA’s.
Ensure laid down processes are being...
