Average salary: Rs941,462 /yearly
More stats ...Location: Mumbai / Noida
Education Qualification: CA or LLB
General Responsibility:
Primary responsibility would be that of a Trade Analyst.
Activities include working with the sales and cost figures of various clients, which are required to be filed with the...
...Overview: The person would support client’s portfolio compliance team, which is part of the Risk organization, and is referred to Guideline Oversight Team. The mission for the candidate is to do post trade reviews of trades client-mandated investment guidelines. These guidelines...
...Description
Role overview:
J.P. Morgan's Compliance Reporting Services (CRS) is one of the largest providers of post-trade compliance reporting services to some of the... ...interpersonal skills to build trusted relationship with internal stakeholders, regulators, and external...
...and $7.3 trillion in funds under administration. For more information, go to .
Department Summary:
Market-leading post-trade compliance reporting services for portfolio risk management. J.P. Morgan's market-leading Compliance Reporting Services enables asset managers...
...Location: Mumbai, Delhi, Lucknow Department: Trade Finance Desk- Operations (Front end)
Experience : Min 1 Year in Trade desk... ...free and timely execution of trade transactions.
•Ensuring compliance and internal guidelines are being adhered to
•Co-ordinating with clients...
Rs 7 - 15 lakhs p.a.
...responsibilities would include ensuring compliance with SEBI Mutual Fund, PMS and AIF Regulations while also handling queries from internal departments and regulators and managing coordination... ...compliances related to Insider Trading Regulation.
Working knowledge of SEBI...
Rs 25 lakh p.a.
...Role Objective
# Delivery of AML/FCC/Compliance projects, working closely with clients (Banks... ...such as Conflict of Interest, Insider Trading, Market abuse and ability to design and implement... ...Profiling Model
# AML/Financial Crime Internal Audit
# AML/Financial Crime Target...
...Responsibilities:
Drive platform adoption and innovation by understanding user needs deeply.
Ensure regulatory compliance and ethical operations.
Pioneer next-gen trading products with tech and risk management teams.
Execute the roadmap to meet business goals....
Rs 10 - 15 lakhs p.a.
...,PMS & Branch inspections
Handling Regulatory Inspections & Internal Audit Independently
Liaison with Regulators
Ensuring timely... ...reports & MIS for Senior Management & Board of Directors
Compliance,MIS,Audit
Designation: Compliance
Vacancies: 1...
...the impact
Build and sustain strong working relationships with internal Lines of Business including Middle Office, Front Office, and... ...priorities, and be comfortable dealing with a stressful and fast-paced Trading environment
Strong communication skills
Needs to be highly...
...Typical daily activity includes settling in excess of $217B via FX trading, leading a Markets OTC portfolio of 2.5M trades, servicing
~20... ...be willing to do all shifts
Same Posting Description for Internal and External Candidates
About Us
JPMorgan Chase & Co., one...
...Title: Head of Quantitative Trading
Location: India
Company Description:
Our client is a leading firm... ...and performance.
Manage risk effectively, ensuring compliance with regulatory standards and internal risk management protocols.
Perform in-depth market...
...In Scope of Position based Promotions (INTERNAL only)
Job Tit le: Assistant Vice... ...Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible... ...Bank Research;
Corporate Bank (CB) – Trade Finance & Lending, Cash Management,...
...Mumbai - Corporate Office.
Department: Legal, Secretarial & Compliance.
Grade: IL 5
Organizational relationships Reports to:... ...Substantial Acquisition of Shares & Takeover) Regulations & SEBI (Insider Trading) Regulations.
Drafting of Scheme Information Documents,...
...Should have min. 2-3 years of relevant work experience in Trading (on terminal)· NISM 8 certification is mandatory before joining. The person who is willing to take certification
can also be considered.
· Education qualification – Min. Graduate
· Decent Communication...
...Job Summary : As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations... ...responsible for ensuring that company operations comply with internal standards too.
Require Work Experience
:Practical...
...Head of Trading Technologies
As a senior member of the team, you will play a pivotal role in shaping the organization’s trading technology strategy, driving innovation, and ensuring seamless execution of technology initiatives.
Responsibilities:-
create a comprehensive...
...the best range, prices, and after-sales services in the industry.
Role Description
This is a full-time on-site role for a Trade Sales professional at Marshalls. The Trade Sales role involves day-to-day tasks such as communicating with existing dealers, appointing...
...Job Purpose
To represent FAB FX & Rates Trading in India such that he/she is promoting... ...of FX & Rates trading Asia
Ensure team compliance with all appropriate limits including counterparty... ...swift and consistent pricing to all internal and external customers on INR FX & Rates...
..., European Union’s leading bank with an international reach. With delivery centers located in... ...further divided into 4 departments i.e. Trade Processing & Support, PnL, Client Management... ...internal and external regulatory and compliance requirements
Ensure all controls are...
...subsidiary of BNP Paribas SA, European Union’s leading bank with an international reach. With delivery centers located in Bengaluru, Chennai and... ...of excellence) is further divided into 4 departments i.e. Trade Processing & Support, Product Control, Client Management & Change...
Rs 20 - 30 lakhs p.a.
...Objectives of the role:
Manage legal, Secretarial and compliance pertaining to PFRDA, Offshore and GIFT IFCS
Responsible to drafting... ...various projects and proposal.
Handling of Statutory Audit, Internal Audit, Regulatory Audit etc.,
Ensuring various periodic...
...Associate should have 2-4 years of work experience in Trade Finance Operations in any bank / back office.
Operational knowledge (maker Role) of one or more Trade products:
LC Issuance/ Amendment
LC / Collection bills booking,
Payments and Acceptance (LC/Collection...
Rs 10 - 15 lakhs p.a.
...Participating in the planning, executing and reporting of compliance assurance reviews, compliance and regulatory issue validation activities... ...carried out by Exchanges, Depositories and SEBI
Managing internal audits of Depositories and Exchanges
Submission of Enhanced...
..., European Union’s leading bank with an international reach. With delivery centers located in... ...Finance.
Job Title:
IRFX Middle Office Trade Support -AM/M
Date:
2024... ...with internal and external regulatory and compliance requirements
Ensure all controls are...
# Effectively manage the compliance function, including ensuring policies and standard operating procedures (SOPs) with respect to all business... ...# Be a reference point to the Board / other departments (i.e. Internal Audit, Risk Management, Business Managers) for opining on...
...Horowitz, Trinity Capital, Foundation Capital, Visa, and the International Finance Corporation (IFC).
We value diversity and are committed... ...of all backgrounds can thrive.
Job Overview
As a Compliance Lead, you will work closely with various functional teams in India...
...services.
We are seeking a dedicated and detail-oriented Brand Compliance Associate to join our team and ensure adherence to brand... ...identity, and brand voice.
as the primary point of contact for internal and external stakeholders seeking guidance on brand-related inquiries...
Rs 7 - 26 lakhs p.a.
...and application requirements.
Must have Skills : SAP Global Trade Services Good to Have Skills : No Function Specialization Job Requirements... ...Global Trade Services 2: Responsible for the implementation of compliance management, Customs Management trade preference including the...
...Ethics administration through Ascendant Compliance Manager, including the establishment, dissemination... ...from current investors
Review daily trading reports to identify any potential trading... ...ensure compliance with such policies and internal control.
Required Skills:
~...