...INTERNAL only)
Job Tit le: Assistant Vice President, Control Testing & Assurance – Testing Specialist
Corporate Title: Assistant... ..., reporting to the Chief Administrative Officer (“CAO”). The Compliance Testing (“CT”) team within CT&A is responsible for providing assurance...
...go to .
Department Summary:
Market-leading post-trade compliance reporting services for portfolio risk management. J.P. Morgan's... ...derivatives.
Key responsibilities:
~ Create, maintain and test logical rules automatically applied to the financial instruments...
# Effectively manage the compliance function, including ensuring policies and standard operating procedures (SOPs) with respect to all business... ...a risk-oriented compliance audit plan for monitoring and testing. The activity plan along with the findings should be submitted to...
...Job Description
Role overview:
J.P. Morgan's Compliance Reporting Services (CRS) is one of the largest providers of post-trade compliance reporting services to some of the largest Asset owners and Asset managers globally. Our service enables clients to efficiently detect...
Rs 10 - 15 lakhs p.a.
...accurate regulatory submission to exchanges, Depositories, various PMS submission etc.
Preparing various reports & MIS for Senior Management & Board of Directors
Compliance,MIS,Audit
Designation: Compliance
Vacancies: 1
Experience: 5.0 Year(s) - 8.0 Year(s)...
...knowledge of all the corporate laws including Companies Act, RBI compliance, etc.
What you will work on:
● Assist the Board to... ...compliance policy
● Identify the compliance risk
● Monitor & test compliance of regulatory/supervisor direction given by performing...
...The SOX Compliance Specialist will be responsible for ensuring that the company's financial reporting and internal control procedures comply... ...controls, including narratives and flowcharts
Conduct testing of controls to ensure they are operating effectively and make recommendations...
...About the Role
Designation : Governance risk and Compliance
Job Requirements
Overview:
The role is to lead IT... ...transformation projects in time.
Skill sets required : Governance Risk and Compliance Head
Project Governance,Compliance Testing...
...Job Summary : As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law...
Rs 3 - 8 lakhs p.a.
...as the principal point of contact
• Collecting and collating all evidences, etc.
• Attending the Labor Hearing, Court matters, etc.
Statutory Compliance,Industrial Relations
Designation: Legal and Compliance
Vacancies: 1
Experience: 3.0 Year(s) - 12.0 Year(s)...
...’t do it alone.
Job Description
We’re looking for a Compliance Officer – India to strengthen our compliance team. Based in Mumbai... ...emerging issue within the compliance program.
Monitoring & Testing
Apply regular testing to assess money laundering and terrorist...
Rs 20 - 30 lakhs p.a.
...Objectives of the role:
Manage legal, Secretarial and compliance pertaining to PFRDA, Offshore and GIFT IFCS
Responsible to drafting of agenda, minutes, circular resolutions, filing of various forms etc.,
Interacting with Directors, Senior Management of the Company...
...Location: Mumbai - Corporate Office.
Department: Legal, Secretarial & Compliance.
Grade: IL 5
Organizational relationships Reports to: AVP - Compliance
Purpose of the Job:
Responsible for handling SEBI mutual fund and PMS compliances and rendering support...
Rs 10 - 15 lakhs p.a.
...Participating in the planning, executing and reporting of compliance assurance reviews, compliance and regulatory issue validation activities for a component of policy line & function
Liasioning with Exchanges on everyday basis
Managing Inspections carried out by Exchanges...
Rs 5 - 7 lakhs p.a.
...Monitor the planned maintenance system and to report any non- compliances.
1.0 Dimensions
Represent the company in the Technical support... ...instruments, e.g., to simulate handling of emergencies or to test knowledge.
Individuals are provided with the assessment tool...
...committed to providing an inclusive working environment where human beings of all backgrounds can thrive.
Job Overview
As a Compliance Lead, you will work closely with various functional teams in India to manage compliance for the India business. You will be the primary...
...million individuals across 90+ countries worldwide. Qure.ai is an equal-opportunity employer.
About the job
Job Title: Global Compliance Manager
Department: Finance
Location: Mumbai
Years of Experience: 4-6 Years
Employment Type: Full-time, Permanent...
Rs 7 - 11 lakhs p.a.
...application requirements. Must have Skills : SAP EHS Regulatory Compliance Good to Have Skills : No Technology Specialization Job Requirements... ...: a Candidate should be able to design, implement and test SAP Environmental Management and Risk Assessment Modules b Perform...
...Regulatory affairs specialist - IDMP Responsibilities : Lead/manage XEVMPD/IDMP submissions creation maintenance and their QC and
Compliance and All other XEVMPD/IDMP related activities.
- Responsible for tracking and communicating the progress of submissions to the...
...globally”, Mission – “Touching every Indian with one or other payments services.
We are seeking a dedicated and detail-oriented Brand Compliance Associate to join our team and ensure adherence to brand guidelines and regulations.
Job Title: Brand Compliance Associate...
.... Sounds like you? Read more on what we are looking for in the role.
What you will work on:
● Should be well-versed with the compliance guidelines and controls for all regulatory requirements including RBI related compliances, SEBI, Companies Act, etc.
● Should be responsible...
...Tax Compliance Manager
Qualifications:
Chartered Accountant having 8 plus year of post qualification experience.
Extensive experience in leading tax compliance functions for the APAC region, with exposure to international jurisdictions. Strong knowledge of direct and...
Job Title:
Supervisor, Controls & Compliance
Job Description
Concentrix is a technology-enabled global business services company specializing in customer engagement and improving business performance. We partner with ambitious, progressive executives around the world to future...
Rs 7 - 15 lakhs p.a.
...JOB INTENT
The position responsibilities would include ensuring compliance with SEBI Mutual Fund, PMS and AIF Regulations while also handling queries from internal departments and regulators and managing coordination for internal meetings.
JOB RESPONSIBILITIES
Making...
...Submission of Notice Form A & Form B (in case of changes in Form A).
Maintaining records of nomination forms in Form F.
Other Compliances:
Maintain the records as per POSH Act 2013.
Display Notice of Holiday in Form L in S&E Act.
Display latest...
...for the firm’s Code of Ethics administration through Ascendant Compliance Manager, including the establishment, dissemination and tracking... ...Management
Assist the CCO with the annual review process, including testing of policies and procedures to ensure compliance with such...
Rs 25 lakh p.a.
...Experience: 4+ years
Location: India (Gurgaon, Delhi, Mumbai, Bangalore), Saudi Arabia, UAE
Role Objective
# Delivery of AML/FCC/Compliance projects, working closely with clients (Banks, Insurers and Capital Market Firms) and other project stakeholders.
# Building...
Rs 5 - 7 lakhs p.a.
...Minimum experience of 2 years in banking or financial services, handling Audit/Finance/Compliance/ Legal/Operations/Risk Management functions
Develop and maintain the firm's compliance program, including policies, procedures, and controls to ensure compliance with all applicable...
...gaps, if any, in the process and remedial measures.
Performing testing over the design and operating effectiveness of assigned controls... ...who are passionate about providing Governance Risk & Compliance to clients which includes support on building and implementing end...
...indebtedness of a household providing them superior underwriting capabilities.
Job Description
Should have knowledge on RBI compliances for NBFC-ML
A thorough understanding of the Companies Act, SEBI Regulations including for Debt Listing, and FEMA Compliances is...