Average salary: Rs650,000 /yearly
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Compliance Officer Stockbroking
Should Have Worked And Supervised On The Following Processes
Require candidates from Indian Stockbroking companies.
Segregation and Monitoring of Collateral of client level,
Well versed with the exchange compliances with regard to...
...are, whatever they’re doing. There’s still heaps to do and we can’t do it alone.
Job Description
We’re looking for a Compliance Officer – India to strengthen our compliance team. Based in Mumbai, India. you will work with a growing team of multidisciplinary...
...ISPL Compliance Hub is focused to protect the reputation of the Group and effectively manage risk across all business areas by providing support to various Compliance functions
At present the department is broadly organized into divisions which embed into the areas they...
...The role involves a range of activities, including providing: (i) compliance advisory services, (ii) education training, (iii) reporting to... ...applications of day-to-day operations
Advanced proficiency in MS Office (PowerPoint, Excel, Word)
Benefits: We take care of you, so...
...Compliance Officers 4-10 Years in stock compliance Mumbai Industry: Share / Equity Broker
salary: UP to Rs. 12 LPA
Minimum 3 years to 10 years of relevant experience in stock broking compliance
Thorough knowledge of SEBI/BSE/NSE/F&O/NCDEX/MCX & MCX-SE knowledge...
Role : Information Security Officer. Location : Bangalore/Hyderabad/Mumbai/Chennai. Work Type : Hybrid. Exp : 15 years experience in Information... ...including :- Information security management.- Governance and compliance.- Data Security.- Stakeholder management.Managing of the...
...work anywhere. If you're the best at what you do, come work at our company.
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SCOPE OF WORK : DP Head and Compliance Officer :Â
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VAR File Updating (Pledge & MTF Module).Â
MTF Report Checking.Â
Holding Statement Reporting to All Exchanges.Â...
Rs 5 - 7 lakhs p.a.
...years in banking or financial services, handling Audit/Finance/Compliance/ Legal/Operations/Risk Management functions
Develop and maintain... ...as required.
Compliance,Audit
Designation: Junior Compliance Officer
Vacancies: 1
Experience: 2.0 Year(s) - 4.0 Year(s)...
Rs 5 - 7 lakhs p.a.
...Monitor the planned maintenance system and to report any non- compliances.
1.0 Dimensions
Represent the company in the Technical support... ...meetings. Take care of own safety and of those working with in office, activities done etc. Shall not endanger other employees,...
...Job Title: Compliance Officer Mutual Fund compliance
Location: Mumbai (onsite: Andheri/Belapur)
Experience: 3 years in mutual fund compliance.
Job Summary:
We are currently looking for compliance professionals with a graduation degree from AMC financial or NBFC...
...and Responsibilities:
# SEBI reporting for AIFs (alternative investment funds) and VCFs (venture capital funds)
# All applicable compliances under AIF Regulations and PPM of AIFs/VCFs
# SEBI compliances for Portfolio Management Services (PMS)
# RBI Compliances such as:...
Rs 25 - 35 lakhs p.a.
...for the following position. Kindly find details.
Position: Compliances- GM/Deputy GM
Location: Mumbai
Responsibilities:
To deal... ...Compliance,Legal Compliance,Law
Designation: Compliance officer
Vacancies: 2
Experience: 10.0 Year(s) - 25.0 Year(s)...
...Careers that Change Lives
Reporting to the Director, Compliance Officer for Medtronic APAC Region, the India Compliance Officer will lead the India Ethics and Compliance Team and will be responsible for overseeing compliance program and relevant initiatives within India....
...JOB DESCRIPTION
Purpose of the position
The prospective candidate will be responsible for supporting Country Business Compliance Officer (CT BCO) to manage Compliance/Risk Management Coordinator role as per Global Policy of the organization. The focus of the role will...
...Position: Compliance officer from listed company
Qualification: CS
Experience: 1 to 2 years
Location: Mumbai
Job description
Conducting Annual General Meeting and Extra – Ordinary General Meeting
Complying with all the Pre and Post AGM Compliances
MCA filings...
...Role: Compliance Head Location: Powai, Mumbai (
Kindly note that this will be a Work form Office Opportunity
Working Days: 5 days (Monday to Friday)
Job Description:
As the Compliance Head, you will play a crucial role in maintaining and enhancing our company...
...culture where our people can do just that.
We have an exciting opportunity for you to join our team as Manager- Compliance . Reporting to the Compliance officer this full-time and permanent position is based in Mumbai- Andheri, India and offers regional coverage,...
...Position: Senior Executive - Compliances
Location: Mumbai
Core Areas : Compliance, Documentation, MIS
Qualification : LLB/CS... ...Company's Act for effective corporate governance
Compliance officer for all the statutory and legal compliances. Shall represent company...
...Position: Chief Compliance Officer
Qualification: CA,CS
Experience: 7 to 12 years
Location: Mumbai
Job Description:
Responsibilities • Develop and maintain regulatory policies and procedures under the Compliance Program, including review mechanisms to ensure...
# Urgent hiring Job Title: Group Consolidation & Compliance Head
Job Description: We are seeking a Consolidation & Compliance Head to join our finance team.
The purpose of the Head of Group Consolidation & Compliance head is to ensure the accurate consolidation and...
