Average salary: Rs567,579 /yearly
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...Present Role – Compliance Officer – Merchant Banking Reporting – Managing Partner
Key Responsibilities:
1. SEBI Compliance:
• Stay abreast of SEBI guidelines and regulations relevant to merchant banking operations.
• Design and implement policies and procedures...
...ISPL Compliance Hub is focused to protect the reputation of the Group and effectively manage risk across all business areas by providing support... ...of Client Interests
Professional Ethics
Fiscal laws and Banking Regulations
Escalate issues and exceptions items noted during...
...definition and implementation of appropriate measures to manage compliance risks Responsibilities Direct Responsibilities I. Roll out and... ...a considerable plus
Experience of working in international banking business structure
Strong English communication skills
Stakeholder...
Compliance Officer Stockbroking
Should Have Worked And Supervised On The Following Processes
Require candidates from Indian Stockbroking... ...Persons (AP), client level Cash and Cash Equivalent Balances and Bank account balances, KRA and CKYC etc.
Handling independently...
...About the Role:
11 The Team: The Compliance team dedicated to the Market Intelligence division serves in an advisory capacity to the... ...applications of day-to-day operations
Advanced proficiency in MS Office (PowerPoint, Excel, Word)
#LI-RS2
What's In It For You...
Brickwork Ratings is actively looking to hire a Compliance Officer to head the legal and compliance division of the CRA, who will be responsible for its Regulatory, Legal, and Corporate compliances
Role Summary
As a Compliance Officer, you will be responsible for ensuring...
Job Title: Compliance Executive
Department: Compliance & Security/ IT Information Security
Location: Gurgaon
Reports to: IT Head Office.
Notice Period – Immediate to 20 days Joiner
The incumbent is required to ensure seamless implementation & adaptability for the Compliance...
...innovation, and commitment.
We are seeking a CEO/Head Of Compliance ( Banking ) for our prestigious client.
Cost to Company ( CTC ): Min... ...The company has a team of overall 90 employees, our Head Office is located in Mumbai (offices location Prabhadevi and Worli),...
...Half yearly/Annual return preparation & submission to department under various Acts.
Responsible to ensure up-to-date statutory Compliances of Shops in establishment and other acts
Coordinating with clients on Labour compliance and issues and maintaining client relations...
...Job Title: COMPLIANCE OFFICER
Responsibilities
Monitoring compliance related developments and rule changes and advising executive management regarding their impact to the organization.
Preparing and conducting presentations to the Board of Directors regarding the organization...
We are seeking a Compliance and Risk Officer to join our dynamic team at Assetmonk.
As a Compliance and Risk Officer, you will be responsible for overseeing and ensuring the company's compliance with regulatory requirements, company policies and procedures and firm-wide...
Domain: Finance
Position: Chief Compliance Officer
Location: GIFT City (Ahmedabad)
Work type: Full-time
Qualification: CA
Experience: 3+ Years
Position Overview:
We are seeking a dynamic and experienced Chief Compliance Officer (CCO) to join our team and oversee all aspects...
...Job Title - Admin & Compliance Operations Officer
Location - Jadcherla, India
Job model - WFO - 6 days working.
Key responsibilities
Handle entire administration for office premises as well as ANH factory.
Administrative support for Operations Manager & Regional...
...Job Title: Compliance Officer
Industry: Industrial & Manufacturing
Location: Hyderabad Telangana.
Education: Bachelors Degree in Law/Finance/ Business Management or any related field
Expereince Required: 35 Years
Responsibilities:
Implement and manage...
...for algorithmic trading on all regulated marketplaces in India.
Role Description
This is a full-time on-site role as a Compliance Officer, located in Gandhinagar or Mumbai. The Compliance Officer will be responsible for day-to-day compliance management and ensuring...
...laws. Build long term partnership with suppliers/ factories and ensure continuous improvement.
Main tasks
Manage Environtmental compliance training for new suppliers and factories
Conduct unannounced compliance audits mainly in India and also overseas if needed...
...Qualifications: CS (mandatory), LLB (optional)
Key Responsibilities:
RBI Compliance Management:
Keep abreast of RBI/SEBI regulations, circulars,... ...with the Companies Act, RBI, and FEMA.
Support the Back-Office Treasury Team in issuing Commercial Papers/Non-Convertible Debentures...
...1 - 2 years of experience in managing Labour law compliances with Good Communication skills is required.
1 - 2 years. years
B.Com / BSc / MSW RESPONSIBILITIES Primary Responsibilities
Managing Labour Compliances under PF, ESIC, PT etc.
Managing Vendor Audits...
...timely opening of accounts and giving smooth on boarding experience
to NTB customers
Compliance & Risk
Responsibilities
Understanding of KYC, AML guidelines and complying with Bank policies and
guidelines for the role and responsibilities.
Taking the...
...Implement and manage an effective legal compliance program.
Develop and review company policies.
Advise management on the companys compliance with laws and regulations through detailed reports.
Create and manage effective action plans in response to audit discoveries...